ST. ONGE, PAUL PHILIP
CRD #156300 SEC #801-19308 EAST GREENWICH, RI 401-884-9080
SEC Registered Broker-Dealer
Total AUM
$150M
Discretionary
$140M
Employees
1
Clients
0
Accounts
95
Firm Details
- Organization Type
- Sole Proprietorship
- State of Formation
- Rhode Island
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 24, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
| STONGE, PAUL, PHILIP | I | CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 24, 2012 REGISTERED
Notice Filings (1)
RI
Address
5586 POST ROADEAST GREENWICH, RI 02818
United States
Phone: 401-884-9080