RIA Intelligence

PEREGRINE CAPITAL ADVISORS, INC

CRD #156341 SEC #801-72659 CHICAGO, IL 312-775-3514
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
1
Clients
--
Accounts
--
This firm has regulatory disclosures on file. View disclosures

Firm Details

Organization Type
Corporation
State of Formation
Illinois
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 30, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ASLIN, NEIL, JACKSONICHAIRMAN/DIRECTORNA Control
ASLIN, NEIL, JACKSONICHAIRMAN/DIRECTORNA Control
ASLIN, NEIL, JACKSONICHAIRMAN/DIRECTORNA Control
COURTRIGHT, JOHN, MARKIPRESIDENTNA Control
COURTRIGHT, JOHN, MARKIPRESIDENTNA Control
COURTRIGHT, JOHN, MARKIPRESIDENTNA Control
COURTRIGHT, JOHN, MARKIPRESIDENTNA Control
TANDARIC, RITAICHIEF COMPLIANCE OFFICERNA Control
TANDARIC, RITAICHIEF COMPLIANCE OFFICERNA Control
TANDARIC, RITAICHIEF COMPLIANCE OFFICERNA Control
TANDARIC, RITAICHIEF COMPLIANCE OFFICERNA Control
WASENDORF, RUSSELL, RIDIRECTORNA Control
WASENDORF, RUSSELL, RIDIRECTORNA Control
WASENDORF, RUSSELL, RIDIRECTORNA Control
PEREGRINE ASSET MANAGEMENT, INC.DEOWNERE Control
PEREGRINE ASSET MANAGEMENT, INC.DEOWNERE Control
PEREGRINE ASSET MANAGEMENT, INC.DEOWNERE Control
PEREGRINE ASSET MANAGEMENT, INC.DEOWNERE Control
WASENDORF, RUSSELL, RALPHIDIRECTOR-INDIRECT OWNERE Control
WASENDORF, RUSSELL, RALPHIDIRECTOR-INDIRECT OWNERE Control
WASENDORF, RUSSELL, RALPHIDIRECTOR-INDIRECT OWNERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
PEREGRINE FINANCIAL GROUP, INC.DEPEREGRINE ASSET MANAGEMENT, INC.E Control
PEREGRINE FINANCIAL GROUP, INC.DEPEREGRINE ASSET MANAGEMENT, INC.E Control
PEREGRINE FINANCIAL GROUP, INC.DEPEREGRINE ASSET MANAGEMENT, INC.E Control
PEREGRINE FINANCIAL GROUP, INC.DEPEREGRINE ASSET MANAGEMENT, INC.E Control
WASENDORF, RUSSELL, RALPHIPEREGRINE FINANCIAL GROUP, INC.E Control
WASENDORF, RUSSELL, RALPHIPEREGRINE FINANCIAL GROUP, INC.E Control
WASENDORF, RUSSELL, RALPHIPEREGRINE FINANCIAL GROUP, INC.E Control
WASENDORF, RUSSELL, RALPHIPEREGRINE FINANCIAL GROUP, INC.E Control

Registrations

Federal

IA
Mar 30, 2012 REGISTERED

Notice Filings (1)

IL

Address

311 W. MONROE STREET, SUITE 1300
CHICAGO, IL 60606
United States
Phone: 312-775-3514