PLURAL INVESTMENTS, LLC
CRD #156347 SEC #801-73896 NEW YORK, NY 212-351-3000
SEC Registered Private Funds
Total AUM
$820.1M
Discretionary
$820.1M
Employees
--
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 1, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ELLIS, ROBERT, D | I | GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER | NA | Control |
| ELLIS, ROBERT, D | I | CHIEF LEGAL OFFICER | NA | Control |
| GROSSMAN, MATTHEW | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| GROSSMAN, MATTHEW | I | CHIEF EXECUTIVE OFFICER, CHIEF INVESTMENT OFFICER | NA | Control |
| HANSEN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HANSEN, THOMAS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| HURWITZ, JEFFREY, FRANKLIN | I | CHIEF RISK OFFICER | NA | Control |
| LEVIN, BRANDON, KEITH | I | CHIEF TRADING OFFICER | NA | Control |
| LEVIN, BRANDON, KEITH | I | CHIEF TRADING OFFICER | NA | Control |
| METZNER, JOHN, D | I | PRESIDENT, CHIEF OPERATING OFFICER | NA | Control |
| SHARMA, RAKESH, K | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PLURAL HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| PLURAL HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| GROSSMAN, MATTHEW | I | PLURAL HOLDINGS, LLC | E | Control |
| GROSSMAN, MATTHEW | I | PLURAL HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
May 1, 2012 REGISTERED
Notice Filings (1)
CT
Address
909 THIRD AVENUE33RD FLOOR
NEW YORK, NY 10022-4992
United States
Phone: 212-351-3000