RIA Intelligence

ELLIS LAKE CAPITAL, LLC

CRD #156401 SEC #802-106637 NEW YORK, NY 212-521-1100
State Registered Exempt Reporting Private Funds
Total AUM
$651.2M
Discretionary
$651.2M
Employees
5
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Mar 21, 2017
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BRAUNSTEIN, JAY, BARRETTICHIEF COMPLIANCE OFFICERNA Control
BRAUNSTEIN, JAY, BARRETTICHIEF COMPLIANCE OFFICERNA Control
BRAUNSTEIN, JAY, BARRETTICHIEF COMPLIANCE OFFICERNA Control
BRAUNSTEIN, JAY, BARRETTICHIEF COMPLIANCE OFFICERNA Control
BRAUNSTEIN, JAY, BARRETTICHIEF COMPLIANCE OFFICERNA Control
BRAUNSTEIN, JAY, BARRETTICHIEF COMPLIANCE OFFICERNA Control
CROCOMBE, SCOTT, WILLIAMIPRINCIPALNA Control
HUDSON, PHILIP, AUSTINIPRINCIPALNA Control
LYON, DAVID, JOHNIPRINCIPALNA Control
PASQUA, ANTHONY, FRANKICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
PASQUA, ANTHONY, FRANKICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
PASQUA, ANTHONY, FRANKICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
PASQUA, ANTHONY, FRANKICHIEF FINANCIAL OFFICER/CHIEF COMPLIANCE OFFICERNA Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control
NECHAMKIN, GABRIEL, STEPHENIMANAGING MEMBERE Control

Registrations

Federal

ERA
Mar 21, 2017 REGISTERED

Address

444 MADISON AVENUE
40TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-521-1100