RIA Intelligence

GALLATIN ADVISERS LLC

CRD #156402 SEC #801-72169 NEW YORK, NY 212-891-7994
SEC Registered
Total AUM
$315M
Discretionary
$0
Employees
1
Clients
--
Accounts
3

Firm Details

Organization Type
Limited Liability Company
State of Formation
New York
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Oct 12, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ADEN, DANA, LYNICHIEF COMPLIANCE OFFICERNA
ADEN, DANA, LYNICHIEF COMPLIANCE OFFICERNA
ADEN, DANA, LYNICHIEF COMPLIANCE OFFICERNA
ADEN, DANA, LYNICHIEF COMPLIANCE OFFICERNA
ADEN, DANA, LYNICHIEF COMPLIANCE OFFICERNA
BUSCEMI, ANTHONY, RICHARDIMANAGING PARTNERB Control
BUSCEMI, ANTHONY, RICHARDIMANAGING PARTNERB Control
BUSCEMI, ANTHONY, RICHARDIMANAGING PARTNERB Control
BUSCEMI, ANTHONY, RICHARDIMEMBERB Control
BUSCEMI, ANTHONY, RICHARDIMEMBERB Control
BUSCEMI, ANTHONY, RICHARDIMEMBERB Control
BUSCEMI, ANTHONY, RICHARDIMEMBERB Control
BUSCEMI, ANTHONY, RICHARDIMANAGING PARTNERB Control
BUSCEMI, ANTHONY, RICHARDIMEMBERB Control
HARDY, JOHN, BASILIPARTNERB Control
HARDY, JOHN, BASILIPARTNERB Control
HARDY, JOHN, BASILIPARTNERB Control
HARDY, JOHN, BASILIMEMBERB Control
HARDY, JOHN, BASILIMEMBERB Control
HARDY, JOHN, BASILIMEMBERB Control
HARDY, JOHN, BASILIMEMBERB Control
HARDY, JOHN, BASILIPARTNERB Control
HARDY, JOHN, BASILIMEMBERB Control
KATZMAN, JOELISTRATEGIC ADVISORB
KATZMAN, JOELISTRATEGIC ADVISORB
TAMIS, JENNIFER, KELLEHERIPARTNERB Control
TAMIS, JENNIFER, KELLEHERIPARTNERB Control
TAMIS, JENNIFER, KELLEHERIPARTNERB Control
TAMIS, JENNIFER, KELLEHERIMEMBERB Control
TAMIS, JENNIFER, KELLEHERIMEMBERB Control
TAMIS, JENNIFER, KELLEHERIMEMBERB Control
TAMIS, JENNIFER, KELLEHERIMEMBERB Control
TAMIS, JENNIFER, KELLEHERIPARTNERB Control
TAMIS, JENNIFER, KELLEHERIMEMBERB Control
ULA, VIKTORIPARTNERB Control
ULA, VIKTORIMANAGING PARTNER, PRESIDENTB Control
ULA, VIKTORIMANAGING PARTNER, PRESIDENTB Control
ULA, VIKTORIMANAGING PARTNER, PRESIDENTB Control
ULA, VIKTORIMANAGING PARTNER, PRESIDENTB Control
ULA, VIKTORIPARTNERB Control
ULA, VIKTORIMANAGING PARTNER, PRESIDENTB Control
YOUNGBLOOD, JOHN, LAWRENCEIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERB Control
YOUNGBLOOD, JOHN, LAWRENCEIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERB Control
YOUNGBLOOD, JOHN, LAWRENCEIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERB Control
YOUNGBLOOD, JOHN, LAWRENCEIMEMBER, TREASURER, AND SECRETARYB Control
YOUNGBLOOD, JOHN, LAWRENCEIMEMBER, TREASURER, AND SECRETARYB Control
YOUNGBLOOD, JOHN, LAWRENCEIMEMBER, TREASURER, AND SECRETARYB Control
YOUNGBLOOD, JOHN, LAWRENCEIMEMBER, TREASURER, AND SECRETARYB Control
YOUNGBLOOD, JOHN, LAWRENCEIMANAGING PARTNER AND CHIEF COMPLIANCE OFFICERB Control
YOUNGBLOOD, JOHN, LAWRENCEIMEMBER, TREASURER, AND SECRETARYB Control

Registrations

Federal

IA
Oct 12, 2012 REGISTERED

Notice Filings (2)

CT NY

Address

444 MADISON AVENUE
29TH FLOOR
NEW YORK, NY 10022
United States
Phone: 212-891-7994