WMD ASSET MANAGEMENT, LLC
CRD #156424 SEC #801-72409 PONTE VEDRA BEACH, FL 904-683-4950
SEC Registered Private Funds
Total AUM
$298.7M
Discretionary
$298.7M
Employees
9
Clients
--
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 10, 2022
- Branch Offices
- 1
- LEI
- ECLKK8HIWPU870QR5A86
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARLTON, DENNIS, E. | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, E. | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | GENERAL COUNSEL/CHIEF COMPLIANCE OFFICER | NA | Control |
| CARLTON, DENNIS, EDWARD | I | COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | COUNSEL, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| CARLTON, DENNIS, EDWARD | I | CHIEF LEGAL OFFICER, MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER AND SECRETARY | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | CHIEF INVESTMENT OFFICER/CHIEF EXECUTIVE OFFICER | NA | Control |
| THOMAS, MICHAEL, D. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS, MICHAEL, D. | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| THOMAS, MICHAEL, DEAN | I | CHIEF FINANCIAL OFFICER AND CHIEF OPERATING OFFICER | NA | Control |
| WMD CAPITAL MARKETS, LLC | DE | MANAGER | E | Control |
| WMD CAPITAL MARKETS, LLC | DE | MEMBER | E | Control |
| WMD CAPITAL MARKETS, LLC | DE | MEMBER | E | Control |
| WMD CAPITAL MARKETS, LLC | DE | MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
| WMD INVESTORS, LLC | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| DAUGHERTY, WILLIAM, MATTHEW | I | WM DAUGHERTY & COMPANY, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD CAPITAL MARKETS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD CAPITAL MARKETS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD CAPITAL MARKETS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD CAPITAL MARKETS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | E | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
| WM DAUGHERTY & COMPANY, LLC | DE | WMD INVESTORS, LLC | D | Control |
Registrations
Federal
IA
May 10, 2022 REGISTERED
Notice Filings (4)
CA CO FL MN
Address
814 A1A NSUITE 101
PONTE VEDRA BEACH, FL 32082
United States
Phone: 904-683-4950