CLA FINANCIAL ADVISORS, LLC
CRD #156438 SEC #801-77662 NORTHBROOK, IL 847-504-8400
SEC Registered
Total AUM
$154.9M
Discretionary
$153.4M
Employees
5
Clients
11
Accounts
1,435
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Illinois
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 7, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| SADZEWICZ, GERY, JOSEPH | I | CHIEF COMPLIANCE OFFICER | NA | |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| O'HARA, STEPHEN, PATRICK | I | MANAGING MEMBER | E | Control |
| FLIEGEL, JOEL, ADAM | I | COO | B | |
| FLIEGEL, JOEL, ADAM | I | COO | A | |
| FLIEGEL, JOEL, ADAM | I | COO | A | |
| FLIEGEL, JOEL, ADAM | I | COO | A | |
| FLIEGEL, JOEL, ADAM | I | COO | A | |
| FLIEGEL, JOEL, ADAM | I | COO | A | |
| FLIEGEL, JOEL, ADAM | I | COO | A |
Registrations
Federal
IA
Mar 7, 2016 REGISTERED
Notice Filings (4)
CA FL IL NY
Address
1432 TECHNY ROADNORTHBROOK, IL 60062
United States
Phone: 847-504-8400