ALPHA SOLUTIONS INVESTMENT ADVISORS, LLC
Legal name: ALPHA SOLUTIONS INVESTMENT ADVISORS
CRD #156541 SEC #801-124857 SOUTH SAN FRANCISCO, CA 415-882-7088
SEC Registered
Total AUM
$352.6M
Discretionary
$352.6M
Employees
5
Clients
0
Accounts
689
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 11, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Lai, Nathalie, Botros | I | VP OF OPERATIONS | NA | Control |
| Lai, Nathalie, Botros | I | VP OF OPERATIONS | NA | Control |
| Lai, Nathalie, Botros | I | VP OF OPERATIONS | NA | Control |
| Lai, Nathalie, Botros | I | VP OF OPERATIONS | NA | Control |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| MOSES, ROBERT, NORMAN | I | DIRECTOR OF RESEARCH | NA | |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | E | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | E | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | E | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | E | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | E | Control |
| LUI, JOHN | I | CIO, MEMBER | D | Control |
| LUI, JOHN | I | PARTNER | D | Control |
| LUI, JOHN | I | PARTNER | D | Control |
| LUI, JOHN | I | CIO, MEMBER | D | Control |
| LUI, JOHN | I | CIO, MEMBER | D | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | D | Control |
| SAM, ANTHONY, T | I | PARTNER, CCO | D | Control |
| SAM, ANTHONY, T | I | PARTNER, CCO | D | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | D | Control |
| SAM, ANTHONY, T | I | CEO, CCO, MANAGER, MEMBER | D | Control |
Registrations
Federal
IA
Sep 11, 2025 REGISTERED
Notice Filings (8)
AZ CA NJ NY OH PA TX WA
Address
400 OYSTER POINT BLVD.SUITE 407
SOUTH SAN FRANCISCO, CA 94080
United States
Phone: 415-882-7088