TAILWIND MANAGEMENT LP
Legal name: TAILWIND CAPITAL
CRD #156562 SEC #801-73545 NEW YORK, NY 212-271-3800
SEC Registered Private Funds
Total AUM
$4.7B
Discretionary
$4.7B
Employees
37
Clients
--
Accounts
21
Firm Details
- Organization Type
- Limited Partnership
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 1, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BAUMAN, DAVID, SCOTT | I | FORMER PROFESSIONAL | NA | Control |
| BAUMAN, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUMAN, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUMAN, DAVID, SCOTT | I | FORMER PROFESSIONAL | NA | Control |
| BAUMAN, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUMAN, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUMAN, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUMAN, DAVID, SCOTT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BAUMAN, DAVID, SCOTT | I | FORMER PROFESSIONAL | NA | Control |
| BERKIN, BRIAN, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| BERKIN, BRIAN, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| BERKIN, BRIAN, SCOTT | I | PARTNER | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | CHIEF LEGAL OFFICER | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / MANAGING DIRECTOR / CCO | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / MANAGING DIRECTOR / CCO | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / MANAGING DIRECTOR / CCO | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / MANAGING DIRECTOR / CCO | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / PARTNER / CCO | NA | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / PARTNER / CCO | NA | Control |
| BISE, DANIEL, JASON | I | PARTNER | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING PARTNER | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING PARTNER | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING PARTNER | NA | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING PARTNER | NA | Control |
| DEVADASON, SNEHA | I | CHIEF LEGAL OFFICER | NA | Control |
| DEVADASON, SNEHA | I | CHIEF LEGAL OFFICER | NA | Control |
| FLEDER, WILLIAM, AARON | I | PARTNER | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CHIEF FINANCIAL OFFICER | NA | |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GAGNON, SEAN, LAWRENCE | I | CFO | NA | Control |
| GORTON, DAVID, SANDERS | I | MANAGING DIRECTOR | NA | Control |
| GORTON, DAVID, SANDERS | I | MANAGING DIRECTOR | NA | Control |
| GORTON, DAVID, SANDERS | I | PARTNER | NA | Control |
| GUINEE, CAITLIN, BATES | I | MANAGING DIRECTOR | NA | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | NA | Control |
| HOCH, JAMES, STEVENSON | I | PARTNER | NA | Control |
| HOCH, JAMES, STEVENSON | I | PARTNER | NA | Control |
| HOCH, JAMES, STEVENSON | I | PARTNER | NA | Control |
| HOCH, JAMES, STEVENSON | I | PARTNER | NA | Control |
| HOCH, JAMES, STEVENSON | I | PARTNER | NA | Control |
| MAYER, ANDREW, ROCKWELL | I | MANAGING DIRECTOR | NA | Control |
| MAYER, ANDREW, ROCKWELL | I | MANAGING DIRECTOR | NA | Control |
| MAYER, ANDREW, ROCKWELL | I | PARTNER | NA | Control |
| MOHSIN, SYED | I | MANAGING DIRECTOR | NA | Control |
| MOHSIN, SYED | I | MANAGING DIRECTOR / CFO | NA | Control |
| MOHSIN, SYED | I | MANAGING DIRECTOR / CFO | NA | Control |
| MOHSIN, SYED | I | PARTNER / CFO | NA | Control |
| MOHSIN, SYED | I | PARTNER / CFO | NA | Control |
| NOLAN, CAITLIN, GUINEE | I | PARTNER | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | NA | Control |
| RAKER, GEOFFREY, SCOTT | I | PARTNER | NA | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | NA | Control |
| SICA, FRANK, VINCENT | I | PARTNER | NA | Control |
| SICA, FRANK, VINCENT | I | PARTNER | NA | Control |
| SICA, FRANK, VINCENT | I | PARTNER | NA | Control |
| SICA, FRANK, VINCENT | I | PARTNER | NA | Control |
| SICA, FRANK, VINCENT | I | PARTNER | NA | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER | NA | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER | NA | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER | NA | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | MANAGING DIRECTOR/CFO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | MANAGING DIRECTOR/CFO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | MANAGING DIRECTOR/CFO | NA | Control |
| STELLWAGEN, MICHAEL, GERARD | I | MANAGING DIRECTOR/CFO | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR/CCO | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR/CCO | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR/CCO | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR/CCO | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | NA | Control |
| TAILWIND CAPITAL GROUP LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TAILWIND CAPITAL GROUP, LLC | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC | DE | GENERAL PARTNER - TWCP MANAGEMENT LP (RELYING ADVISER) | NA | Control |
| TWCP HOLDINGS LLC | DE | GENERAL PARTNER - TWCP MANAGEMENT LP (RELYING ADVISER) | NA | Control |
| TWCP HOLDINGS LLC | DE | GENERAL PARTNER - TWCP MANAGEMENT LP (RELYING ADVISER) | NA | Control |
| TWCP HOLDINGS LLC | DE | GENERAL PARTNER - TWCP MANAGEMENT LP (RELYING ADVISER) | NA | Control |
| TWCP HOLDINGS LLC | DE | GENERAL PARTNER - TWCP MANAGEMENT LP (RELYING ADVISER) | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TWCP HOLDINGS LLC - RELYING ADVISER | DE | GENERAL PARTNER | NA | Control |
| TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | DE | PARTNER | D | Control |
| TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | DE | PARTNER | D | Control |
| TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | DE | PARTNER | D | Control |
| TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | DE | PARTNER | D | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING PARTNER | C | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | C | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | C | Control |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER | C | |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | FORMER PROFESSIONAL- TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER | C | |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | LIMITED PARTNER | C | Control |
| KARP, DOUGLAS, MARK | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| KARP, DOUGLAS, MARK | I | FORMER PROFESSIONAL- TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER | C | |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER | C | |
| KARP, DOUGLAS, MARK | I | SPECIAL LIMITED PARTNER - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | LIMITED PARTNER | C | Control |
| KARP, DOUGLAS, MARK | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| KARP, DOUGLAS, MARK | I | LIMITED PARTNER | C | Control |
| KARP, DOUGLAS, MARK | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| KARP, DOUGLAS, MARK | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | LIMITED PARTNER - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING DIRECTOR - TWCP MANAGEMENT LP (RELYING ADVISER) | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / MANAGING DIRECTOR | C | Control |
| SORREL, LAWRENCE, BRIAN | I | MANAGING PARTNER / CEO | C | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | B | Control |
| CALHOUN, JEFFREY, MICHAEL | I | MANAGING DIRECTOR | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER | B | Control |
| HOCH, JAMES, STEVENSON | I | LIMITED PARTNER - RELYING ADVISER | B | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR/CCO | B | Control |
| HOCH, JAMES, STEVENSON | I | MANAGING DIRECTOR | B | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| SICA, FRANK, VINCENT | I | LIMITED PARTNER | B | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | B | Control |
| SWANI, SANJAY | I | MANAGING DIRECTOR | B | Control |
| BERKIN, BRIAN, SCOTT | I | PARTNER | A | Control |
| BERTISCH, MICHAEL, SCOTT | I | GENERAL COUNSEL / PARTNER / CCO | A | Control |
| BISE, DANIEL, JASON | I | PARTNER | A | Control |
| BISE, DANIEL, JASON | I | PARTNER | A | Control |
| BISE, DANIEL, JASON | I | PARTNER | A | Control |
| BISE, DANIEL, JASON | I | PARTNER | A | Control |
| FLEDER, WILLIAM, AARON | I | PARTNER | A | Control |
| FLEDER, WILLIAM, AARON | I | PARTNER | A | Control |
| FLEDER, WILLIAM, AARON | I | PARTNER | A | Control |
| FLEDER, WILLIAM, AARON | I | PARTNER | A | Control |
| GORTON, DAVID, SANDERS | I | MANAGING DIRECTOR | A | Control |
| GORTON, DAVID, SANDERS | I | PARTNER | A | Control |
| GORTON, DAVID, SANDERS | I | PARTNER | A | Control |
| GORTON, DAVID, SANDERS | I | PARTNER | A | Control |
| GORTON, DAVID, SANDERS | I | PARTNER | A | Control |
| KARP, DOUGLAS, MARK | I | FORMER PROFESSIONAL | A | Control |
| KARP, DOUGLAS, MARK | I | FORMER PROFESSIONAL | A | Control |
| KARP, DOUGLAS, MARK | I | FORMER PROFESSIONAL | A | Control |
| MAYER, ANDREW, ROCKWELL | I | PARTNER | A | Control |
| MAYER, ANDREW, ROCKWELL | I | PARTNER | A | Control |
| MAYER, ANDREW, ROCKWELL | I | PARTNER | A | Control |
| MAYER, ANDREW, ROCKWELL | I | PARTNER | A | Control |
| MOHSIN, SYED | I | PARTNER / CFO | A | Control |
| NOLAN, CAITLIN, GUINEE | I | PARTNER | A | Control |
| NOLAN, CAITLIN, GUINEE | I | PARTNER | A | Control |
| RAKER, GEOFFREY, SCOTT | I | MANAGING DIRECTOR | A | Control |
| SICA, FRANK, VINCENT | I | MANAGING DIRECTOR | A | Control |
| STULBERGER, ADAM, FOSTER | I | MANAGING DIRECTOR | A | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND CAPITAL GROUP HOLDINGS LLC | F | Control |
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND CAPITAL GROUP HOLDINGS LLC | F | Control |
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND CAPITAL GROUP HOLDINGS LLC | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP HOLDINGS LLC | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP HOLDINGS LLC | F | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP HOLDINGS LLC | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND CAPITAL GROUP LLC | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND CAPITAL GROUP LLC | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | F | Control |
| TAILWIND CAPITAL GROUP HOLDINGS LLC | DE | TAILWIND CAPITAL GROUP LLC | F | Control |
| TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | DE | TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | E | Control |
| TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | DE | TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | E | Control |
| TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | DE | TAILWIND MANAGEMENT LOWER TIER HOLDINGS LP | E | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC | D | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC | D | Control |
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | C | Control |
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | C | Control |
| CALHOUN, JEFFREY, MICHAEL | I | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC | C | Control |
| HOCH, JAMES, STEVENSON | I | TWCP HOLDINGS LLC | C | Control |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC | C | Control |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC | C | Control |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| KARP, DOUGLAS, MARK | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| KARP, DOUGLAS, MARK | I | TWCP HOLDINGS LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND CAPITAL GROUP, LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC - RELYING ADVISER | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TWCP HOLDINGS LLC | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | C | Control |
| SORREL, LAWRENCE, BRIAN | I | TAILWIND MANAGEMENT UPPER TIER HOLDINGS LP | C | Control |
Registrations
Federal
IA
Apr 1, 2025 REGISTERED
Notice Filings (2)
NY TX
Address
485 LEXINGTON AVENUE23RD FLOOR
NEW YORK, NY 10017-9800
United States
Phone: 212-271-3800