RIA Intelligence

TCG FINANCIAL SERVICES LLC

CRD #156576 SEC #801-72183 CORAL GABLES, FL 305-461-6090
SEC Registered
Total AUM
$100M
Discretionary
$0
Employees
3
Clients
0
Accounts
1

Firm Details

Organization Type
Limited Liability Company
State of Formation
Florida
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 3, 2018
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAICHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERE Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control
COLOMA, VIVIAN, MARIAIMANAGING MEMBER/ CHIEF COMPLIANCE OFFICERC Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
COLOMA, VIVIANDETHE VIVIAN M. COLOMA REVOCABLE LIVING TRUSTE Control
COLOMA, VIVIANDETHE VIVIAN M. COLOMA REVOCABLE LIVING TRUSTE Control
COLOMA, VIVIANDETHE VIVIAN M. COLOMA REVOCABLE LIVING TRUSTE Control
COLOMA, VIVIANDETHE VIVIAN M. COLOMA REVOCABLE LIVING TRUSTE Control

Registrations

Federal

IA
Apr 3, 2018 REGISTERED

Notice Filings (1)

FL

Address

2525 PONCE DE LEON BLVD
SUITE 300
CORAL GABLES, FL 33134
United States
Phone: 305-461-6090