FISHER INVESTMENT MANAGEMENT, LLC
CRD #156628 SEC #801-72201 SAN FRANCISCO, CA 415-508-5295
SEC Registered
Total AUM
$0
Discretionary
$0
Employees
5
Clients
--
Accounts
0
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 25, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| APPLEGATE, KENNETH, PALMER | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| APPLEGATE, KENNETH, PALMER | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| APPLEGATE, KENNETH, PALMER | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| ASHWELL, GLENN, WILLIAM | I | CHIEF COMPLIANCE OFFICER & MEMBER, BOARD OF MANAGERS | NA | Control |
| ASHWELL, GLENN, WILLIAM | I | CHIEF COMPLIANCE OFFICER & MEMBER, BOARD OF MANAGERS | NA | Control |
| ASHWELL, GLENN, WILLIAM | I | CHIEF COMPLIANCE OFFICER & MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER, CARMEL, M | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER, CARMEL, M | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER, CARMEL, M | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER, HUGH, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER, HUGH, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER, HUGH, G | I | MEMBER, BOARD OF MANAGERS | NA | Control |
| FISHER FUNDS MANAGEMENT, LTD. | FE | MANAGING MEMBER | E | Control |
| FISHER FUNDS MANAGEMENT, LTD. | FE | MANAGING MEMBER | E | Control |
| FISHER FUNDS MANAGEMENT, LTD. | FE | MANAGING MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| FISHER, CARMEL, M | I | FISHER FUNDS MANAGEMENT, LTD. | C | Control |
| FISHER, CARMEL, M | I | FISHER FUNDS MANAGEMENT, LTD. | C | Control |
| FISHER, CARMEL, M | I | FISHER FUNDS MANAGEMENT, LTD. | C | Control |
| FISHER, HUGH, G | I | FISHER FUNDS MANAGEMENT, LTD. | C | Control |
| FISHER, HUGH, G | I | FISHER FUNDS MANAGEMENT, LTD. | C | Control |
| FISHER, HUGH, G | I | FISHER FUNDS MANAGEMENT, LTD. | C | Control |
Registrations
Federal
IA
Feb 25, 2011 REGISTERED
Notice Filings (5)
CA DC IL NY WA
Address
TWO EMBARCADERO CENTERSUITE 1300
SAN FRANCISCO, CA 94111
United States
Phone: 415-508-5295