ROCKWOOD CAPITAL, LLC

CRD #156663 SEC #801-73731 NEW YORK, NY 212-402-8500

SEC Registered Private Funds

Total AUM

$10.7B

Discretionary

$7.2B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Nov 7, 2025
Branch Offices: 2

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER	NA	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER	NA	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER	NA	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER	NA	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER	NA	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	NA	Control
BECKER, DAVID, IMMANUEL	I	MANAGEMENT DESIGNEE / PARTNER, CSO	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BLANCHARD, ANDREW, RONALD	I	PARTNER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
BREIER, MARTI, ELLEN	I	PARTNER, GENERAL COUNSEL, CHIEF COMPLIANCE OFFICER	NA	Control
CHOU, JACLYN, CHRISTINE	I	DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	EXECUTIVE DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	EXECUTIVE DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	EXECUTIVE DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	EXECUTIVE DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER	NA	Control
CHOU, JACLYN, CHRISTINE	I	EXECUTIVE DIRECTOR, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
CHOU, JACLYN, CHRISTINE	I	PARTNER, FINANCIAL OPERATIONS	NA	Control
Chou, Jaclyn, Christine	I	DIRECTOR, FINANCIAL OPERATIONS	NA	Control
Chou, Jaclyn, Christine	I	DIRECTOR, FINANCIAL OPERATIONS	NA	Control
FLASHMAN, ARTHUR, SIMON	I	CHIEF FINANCIAL OFFICER	NA	Control
FLASHMAN, ARTHUR, SIMON	I	CHIEF FINANCIAL OFFICER	NA	Control
FLASHMAN, ARTHUR, SIMON	I	CHIEF FINANCIAL OFFICER	NA	Control
FLASHMAN, ARTHUR, SIMON	I	CHIEF FINANCIAL OFFICER	NA	Control
HAWKINS, MATTHEW, SCOTT	I	COLLIERS DESIGNEE	NA	Control
HENNICK, JAY, STEWART	I	COLLIERS DESIGNEE	NA	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	NA
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	PARTNER	NA	Control
LARINO, ANTHONY	I	INACTIVE PARTNER	NA
LARINO, ANTHONY	I	INACTIVE PARTNER	NA
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA	Control
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
LEVY, JENNIFER, ANN	I	RETIRED CHIEF FINANCIAL OFFICER/PARTNER	NA
MCCUE, JAMIE, ELIZABETH	I	CHIEF ACCOUNTING OFFICER	NA	Control
MCCUE, JAMIE, ELIZABETH	I	CHIEF ACCOUNTING OFFICER	NA	Control
MERRILL, CHRISTOPHER, NELSON	I	COLLIERS DESIGNEE	NA	Control
MOODY, JOEL, ALAN	I	PARTNER	NA	Control
MOODY, JOEL, ALAN	I	PARTNER	NA	Control
MOODY, JOEL, ALAN	I	PARTNER	NA	Control
MOODY, JOEL, ALAN	I	PARTNER	NA	Control
MOODY, JOEL, ALAN	I	PARTNER	NA	Control
MOODY, JOEL, ALAN	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	NA	Control
SKILLINGS, TYSON, EVERETT	I	MANAGEMENT DESIGNEE / PARTNER, CSO	NA	Control
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	PARTNER	NA	Control
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
SMITH, NEIL, HARVEY	I	RETIRED PARTNER	NA
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	ASSOCIATE GENERAL COUNCIL, CORPORATE, CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	ASSOCIATE GENERAL COUNCIL, CORPORATE, CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	ASSOCIATE GENERAL COUNCIL, CORPORATE, CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	ASSOCIATE GENERAL COUNCIL, CORPORATE, CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	ASSOCIATE GENERAL COUNCIL, CORPORATE, CHIEF COMPLIANCE OFFICER	NA	Control
VAHIDI, MAYSA	I	ASSOCIATE GENERAL COUNCIL, CORPORATE, CHIEF COMPLIANCE OFFICER	NA	Control
COLLIERS RW HOLDINGS LLC	DE	MEMBER	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE SHAREHOLDER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
ROCKWOOD CAPITAL, LLC	DE	SOLE MEMBER OF RC ADVISORY, LLC (RELYING ADVISER)	E	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
COLLIERS RW HOLDINGS INC	DE	MEMBER	D	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
ROCKWOOD SECOND GENERATION PARTNERS, LP	DE	MEMBER	C	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	CO-MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	CO-MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	CO-MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	CO-MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	CO-MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	CO-MANAGING PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	PARTNER	B	Control
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
FALCO, PETER, JOHN	I	RETIRED PARTNER	B
FALCO, PETER, JOHN	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
GRAY, ROBERT, LAWRENCE	I	PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	CHAIRMAN/PARTNER	B	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	B
KAYE, PETER, ANTHONY	I	PARTNER	B	Control
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	SHAREHOLDER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
ROCKWOOD CAPITAL CORPORATION	DE	MEMBER OF ADVISER	B
SCHMIDT, WALTER, PETER	I	CO-MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	CO-MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	CO-MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	CO-MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	CO-MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	CO-MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	MANAGING PARTNER	B	Control
SCHMIDT, WALTER, PETER	I	RETIRED PARTNER, SENIOR STRATEGIC ADVISOR	B	Control
SCHMIDT, WALTER, PETER	I	MANAGING PARTNER	B	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	B	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	CHIEF LEGAL OFFICER/PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	A	Control
BECKER, DAVID, IMMANUEL	I	MANAGING PARTNER	A	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	A
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	A
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	A
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	A
KAVOUNAS, EDMOND, APOSTOLOS	I	RETIRED CHAIRMAN AND PARTNER	A
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A
KAYE, PETER, ANTHONY	I	PARTNER	A
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
KAYE, PETER, ANTHONY	I	PARTNER	A	Control
SHAH, NIRAJ, RAMESH	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A
SKILLINGS, TYSON, EVERETT	I	PARTNER	A
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	A	Control
SKILLINGS, TYSON, EVERETT	I	MANAGING PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A
STREICHER, DAVID, ALEXANDER	I	PARTNER	A
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control
STREICHER, DAVID, ALEXANDER	I	PARTNER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
COLLIERS INTERNATIONAL GROUP INC	FE	COLLIERS RW HOLDINGS INC	E	Control
COLLIERS INTERNATIONAL GROUP INC	FE	COLLIERS RW HOLDINGS INC	E	Control
COLLIERS INTERNATIONAL GROUP INC	FE	COLLIERS RW HOLDINGS INC	E	Control
COLLIERS INTERNATIONAL GROUP INC	FE	COLLIERS RW HOLDINGS INC	E	Control
COLLIERS INTERNATIONAL GROUP INC	FE	COLLIERS RW HOLDINGS INC	E	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C	Control
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C
KAVOUNAS, EDMOND, APOSTOLOS	I	ROCKWOOD CAPITAL CORPORATION	C

Registrations

Federal

Nov 7, 2025 REGISTERED

Notice Filings (2)

CA NY

Address

140 EAST 45TH STREET
34TH FLOOR
NEW YORK, NY 10017
United States

Phone: 212-402-8500