MAKEFIELD CAPITAL MANAGEMENT, LLC
Legal name: MOSAIC CAPITAL MANAGEMENT, LLC
CRD #156704 SEC #801-72237 CENTER VALLEY, PA 888-546-3922
SEC Registered Disclosures
Total AUM
--
Discretionary
--
Employees
1
Clients
0
Accounts
--
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Pennsylvania
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 28, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| ABRUZERE, JASON, EUGENE | I | MEMBER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| MOKYCHIC, JEFFREY, BRIAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| LYNN, WILLIAM, PETER | I | MANAGING MEMBER/ CHIEF EXECUTIVE OFFICER | C | Control |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | DE | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| LERNER, ROBERT, LOUIS | I | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| SPORA L.L.C. | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B | |
| STEPHEN J. ROSEME, TRUSTEE UTA DATED 8/1/2007 | DE | MEMBER | B |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| BEARD, EMMETT, BARRY | I | SPORA L.L.C. | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, JEFFREY, THOMAS | I | JEFFREY T. ROSEME, TRUSTEE JEFFREY T. ROSEME TRUST DATED 5/1/2006 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E | |
| ROSEME, STEPHEN, JOHN | I | STEPHEN J. ROSEME TRUSTEE UTA DATED 8/1/2007 | E |
Registrations
Federal
IA
Sep 28, 2012 REGISTERED
Notice Filings (1)
PA
Address
4647 SAUCON CREEK ROADSUITE 205
CENTER VALLEY, PA 18034
United States
Phone: 888-546-3922