PALLISER BAY INVESTMENT MANAGEMENT, LLC

CRD #156708 SEC #801-72198 WAYNE, PA 610-368-2253

SEC Registered

Total AUM

$123.8M

Discretionary

$123.8M

Employees

Clients

Accounts

1,556

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Jun 13, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
KRAEMER, RICHARD, ALAN	I	CHIEF COMPLIANCE OFFICER	NA
KRAEMER, RICHARD, ALAN	I	CHIEF COMPLIANCE OFFICER	NA
KRAEMER, RICHARD, ALAN	I	CHIEF COMPLIANCE OFFICER	NA	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	NA	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	NA	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	NA	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	NA	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER, CHIEF COMPLIANCE OFFICER	NA	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER, CHIEF COMPLIANCE OFFICER	NA	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER, CHIEF COMPLIANCE OFFICER	NA	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER	NA	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
SCHLARBAUM, GARY, GILBERT	I	MANAGING MEMBER	E	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
MENDELSOHN, PHILIP, BEN	I	MEMBER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER/CHIEF COMPLIANCE OFFICER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER/CHIEF COMPLIANCE OFFICER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER/CHIEF COMPLIANCE OFFICER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER/CHIEF COMPLIANCE OFFICER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER/CHIEF COMPLIANCE OFFICER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER	A	Control
SCHLARBAUM, MARK, RICHARD	I	MEMBER	A	Control

Registrations

Federal

Jun 13, 2012 REGISTERED

Notice Filings (2)

FL PA

Address

101 EAST LANCASTER AVE
SUITE 301
WAYNE, PA 19087
United States

Phone: 610-368-2253