CAIRN CAPITAL NORTH AMERICA INC.
CRD #156809 SEC #801-77548 STAMFORD, CT 203-302-7900
SEC Registered Broker-Dealer Private Funds
Total AUM
$339M
Discretionary
$339M
Employees
4
Clients
--
Accounts
5
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 2, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| GOODE, JACQUELINE MARIE | I | CFO / CCO /TREASUER | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| LITTLEWOOD, DAVID ANTHONY | I | CEO | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| STARKY, JAMES TITHERADGE | I | SECRETARY | NA | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
| CAIRN CAPITAL GROUP LIMITED | FE | SOLE SHAREHOLDER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| HER MAJESTY'S TREASURY | FE | THE ROYAL BANK OF SCOTLAND GROUP, PLC | E | Control |
| HER MAJESTY'S TREASURY | FE | THE ROYAL BANK OF SCOTLAND GROUP, PLC | E | Control |
| HER MAJESTY'S TREASURY | FE | THE ROYAL BANK OF SCOTLAND GROUP, PLC | E | Control |
| HER MAJESTY'S TREASURY | FE | THE ROYAL BANK OF SCOTLAND GROUP, PLC | E | Control |
| HER MAJESTY'S TREASURY | FE | THE ROYAL BANK OF SCOTLAND GROUP, PLC | E | Control |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | FE | THE ROYAL BANK OF SCOTLAND PLC | E | Control |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | FE | THE ROYAL BANK OF SCOTLAND PLC | E | Control |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | FE | THE ROYAL BANK OF SCOTLAND PLC | E | Control |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | FE | THE ROYAL BANK OF SCOTLAND PLC | E | Control |
| THE ROYAL BANK OF SCOTLAND GROUP PLC | FE | THE ROYAL BANK OF SCOTLAND PLC | E | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | R.B.S. SPECIAL INVESTMENTS LIMITED | E | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | R.B.S. SPECIAL INVESTMENTS LIMITED | E | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | R.B.S. SPECIAL INVESTMENTS LIMITED | E | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | R.B.S. SPECIAL INVESTMENTS LIMITED | E | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | R.B.S. SPECIAL INVESTMENTS LIMITED | E | Control |
| MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A | FE | CAIRN CAPITAL GROUP LIMITED | D | Control |
| MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A | FE | CAIRN CAPITAL GROUP LIMITED | D | Control |
| MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A | FE | CAIRN CAPITAL GROUP LIMITED | D | Control |
| MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A | FE | CAIRN CAPITAL GROUP LIMITED | D | Control |
| R.B.S. SPECIAL INVESTMENTS LIMITED | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| R.B.S. SPECIAL INVESTMENTS LIMITED | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| R.B.S. SPECIAL INVESTMENTS LIMITED | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| R.B.S. SPECIAL INVESTMENTS LIMITED | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| R.B.S. SPECIAL INVESTMENTS LIMITED | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| STAR CAPITAL PARTNERS INVESTMENTS LLP | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| STAR CAPITAL PARTNERS INVESTMENTS LLP | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| STAR CAPITAL PARTNERS INVESTMENTS LLP | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| STAR CAPITAL PARTNERS INVESTMENTS LLP | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| STAR CAPITAL PARTNERS INVESTMENTS LLP | FE | CAIRN CAPITAL GROUP LIMITED | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | STAR CAPITAL PARTNERS INVESTMENTS LLP | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | STAR CAPITAL PARTNERS INVESTMENTS LLP | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | STAR CAPITAL PARTNERS INVESTMENTS LLP | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | STAR CAPITAL PARTNERS INVESTMENTS LLP | C | Control |
| THE ROYAL BANK OF SCOTLAND PLC | FE | STAR CAPITAL PARTNERS INVESTMENTS LLP | C | Control |
Registrations
Federal
IA
Apr 2, 2018 REGISTERED
Notice Filings (1)
CT
Address
600 SUMMER STREET6TH FLOOR
STAMFORD, CT 06901
United States
Phone: 203-302-7900