RICHARD W. PAUL & ASSOCIATES, LLC
CRD #156812 SEC #801-116985 NOVI, MI 248-305-9911
SEC Registered Disclosures
Total AUM
$323.3M
Discretionary
$323.3M
Employees
9
Clients
0
Accounts
1,800
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Michigan
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 13, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, MATTHEW, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
| PAUL, RICHARD, WILLIAM | I | MANAGING MEMBER | E | Control |
Registrations
Federal
IA
Mar 13, 2025 REGISTERED
Notice Filings (3)
FL MI TX
Address
39555 ORCHARD HILL PLACESUITE 100
NOVI, MI 48375
United States
Phone: 248-305-9911