JW HARRISON FINANCIAL, INC.
CRD #156845 SEC #801-118337 WALNUT CREEK, CA 925-271-5521
SEC Registered
Total AUM
$147.5M
Discretionary
$147.5M
Employees
3
Clients
101
Accounts
400
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 11, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HARRISON, JOSEPH, WEBSTER | I | PRESIDENT CCO | E | Control |
| HARRISON, JOSEPH, WEBSTER | I | PRESIDENT CCO | E | Control |
Registrations
Federal
IA
Mar 11, 2020 REGISTERED
Notice Filings (1)
CA
Address
1655 N. MAIN ST.SUITE 390
WALNUT CREEK, CA 94596
United States
Phone: 925-271-5521