LANDMARK PARTNERS LLC
CRD #156871 SEC #801-72217 SIMSBURY, CT 860-651-9760
SEC Registered
Total AUM
--
Discretionary
--
Employees
128
Clients
--
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2022
- Branch Offices
- 7
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BELGRAD, STEPHEN, HAROLD | I | MANAGER | NA | Control |
| BELGRAD, STEPHEN, HAROLD | I | MANAGER | NA | Control |
| BELGRAD, STEPHEN, HAROLD | I | MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | VICE PRESIDENT | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO, MANAGING PARTNER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO, MANAGING PARTNER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO, MANAGING PARTNER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN, CEO, MANAGING PARTNER, MANAGER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CO-HEAD, SECONDARIES & PARTNER | NA | Control |
| BORGES, FRANCISCO, LOPES | I | CO-HEAD, SECONDARIES & PARTNER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER, MANAGER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER, MANAGER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER, MANAGER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER, MANAGER | NA | Control |
| CHARLES, IAN, HUNTER | I | VICE PRESIDENT, PARTNER, MANAGER | NA | Control |
| COHAS, FRANCOIS, JEAN | I | MANAGER | NA | Control |
| COHAS, FRANCOIS, JEAN | I | MANAGER | NA | Control |
| COHAS, FRANCOIS, JEAN | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, ELIZABETH | I | SR. VICE PRESIDENT/DIRECTOR OF AFFILIATE MANAGEMENT | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| DRISCOLL, MEGHAN, KELLY | I | MANAGER | NA | Control |
| HART, RICHARD, JONATHAN | I | MANAGER | NA | Control |
| HART, RICHARD, JONATHAN | I | MANAGER | NA | Control |
| HART, RICHARD, JONATHAN | I | MANAGER | NA | Control |
| HART, RICHARD, JONATHAN | I | MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO, MANAGING PARTNER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO, MANAGING PARTNER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO, MANAGING PARTNER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT, MANAGING PARTNER, MANAGER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | CO-HEAD, SECONDARIES & PARTNER | NA | Control |
| HAVILAND, TIMOTHY, LEONARD | I | CO-HEAD, SECONDARIES & PARTNER | NA | Control |
| KRIEGER, MIRIAM, GOLDSMITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| KRIEGER, MIRIAM, GOLDSMITH | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | CHIEF COMPLIANCE OFFICER & CHIEF RISK OFFICER | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | MANAGING DIRECTOR, HEAD OF SECONDARIES COMPLIANCE | NA | |
| LAZARUS, ANTOINETTE, CECILIA | I | MANAGING DIRECTOR, HEAD OF SECONDARIES COMPLIANCE | NA | |
| RANA, SURENDER, S | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RANA, SURENDER, SINGH | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| RIORDAN, AIDAN, JOHN | I | MANAGER | NA | Control |
| SCOTTON, NANCY | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| SCOTTON, NANCY, RITA | I | CHIEF FINANCIAL OFFICER | NA | |
| STPIERRE, CLEMENTINA, EMILIA | I | TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, TREASURER & SECRETARY | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT & SECRETARY, PARTNER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT & SECRETARY, PARTNER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT & SECRETARY, PARTNER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, SECRETARY, CHIEF ADMINISTRATIVE OFFICER, PARTNER, MANAGER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, SECONDARIES & PARTNER | NA | Control |
| STPIERRE, CLEMENTINA, EMILIA | I | VICE PRESIDENT, CHIEF ADMINISTRATIVE OFFICER, SECONDARIES & PARTNER | NA | Control |
| SUGARMAN, ELIE, NOAH | I | MANAGER | NA | Control |
| SUGARMAN, ELIE, NOAH | I | MANAGER | NA | Control |
| SUGARMAN, ELIE, NOAH | I | MANAGER | NA | Control |
| SUGARMAN, ELIE, NOAH | I | MANAGER | NA | Control |
| Sagati Aghili, Naseem, Sera | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| Sagati Aghili, Naseem, Sera | I | GENERAL COUNSEL AND SECRETARY | NA | Control |
| YANG, GUANG | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| YANG, GUANG, NO MIDDLE NAME | I | MANAGER | NA | Control |
| ARES MANAGEMENT LLC | DE | MEMBER | E | Control |
| ARES MANAGEMENT LLC | DE | MEMBER | E | Control |
| LANDMARK PARTNERS INC. | DE | MEMBER | E | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| BRIGHTSPHERE (LANDMARK) LLC | DE | MEMBER | D | Control |
| OMAM (LANDMARK) LLC | DE | MEMEBER | D | Control |
| OMAM (LANDMARK) LLC | DE | MEMEBER | D | Control |
| OMAM (LANDMARK) LLC | DE | MEMEBER | D | Control |
| OMAM (LANDMARK) LLC | DE | MEMEBER | D | Control |
| OMAM (LANDMARK) LLC | DE | MEMEBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| RELIGARE GLOBAL ASSET MANAGEMENT, INC. | DE | MEMBER | D | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| LANDMARK INVESTMENT HOLDINGS LP | DE | MEMBER | C | Control |
| BORGES, FRANCISCO, LOPES | I | VICE PRESIDENT | B | Control |
| BORGES, FRANCISCO, LOPES | I | VICE PRESIDENT | B | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | B | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | B | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | B | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | B | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | B | Control |
| BORGES, FRANCISCO, LOPES | I | CHAIRMAN & CEO | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | B | Control |
| HAVILAND, TIMOTHY, LEONARD | I | PRESIDENT & COO | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ARES HOLDCO LLC | DE | ARES MANAGEMENT HOLDINGS L.P. | F | Control |
| ARES HOLDCO LLC | DE | ARES MANAGEMENT HOLDINGS L.P. | F | Control |
| ARES PARTNERS HOLDCO LLC | DE | ARES OWNERS HOLDINGS L.P. | F | Control |
| ARES PARTNERS HOLDCO LLC | DE | ARES OWNERS HOLDINGS L.P. | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS L.P. | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS L.P. | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS L.P. | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS L.P. | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS L.P. | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| LANDMARK INVESTMENT HOLDINGS GP LLC | DE | LANDMARK INVESTMENT HOLDINGS LP | F | Control |
| ARES HOLDINGS L.P. | DE | ARES MANAGEMENT HOLDINGS L.P. | E | Control |
| ARES HOLDINGS L.P. | DE | ARES MANAGEMENT HOLDINGS L.P. | E | Control |
| ARES MANAGEMENT CORPORATION | DE | ARES HOLDCO LLC | E | Control |
| ARES MANAGEMENT CORPORATION | DE | ARES HOLDCO LLC | E | Control |
| ARES MANAGEMENT HOLDINGS L.P. | DE | ARES MANAGEMENT LLC | E | Control |
| ARES MANAGEMENT HOLDINGS L.P. | DE | ARES MANAGEMENT LLC | E | Control |
| BRIGHTSPHERE IINVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC | E | Control |
| BRIGHTSPHERE IINVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC | E | Control |
| BRIGHTSPHERE IINVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC | E | Control |
| BRIGHTSPHERE IINVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC | E | Control |
| BRIGHTSPHERE IINVESTMENT GROUP PLC | FE | BRIGHTSPHERE US, INC | E | Control |
| BRIGHTSPHERE INC | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INC. | DE | BRIGHTSPHERE (LANDMARK) LLC | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP INC. | DE | BRIGHTSPHERE INC. | E | Control |
| BRIGHTSPHERE INVESTMENT GROUP PLC | FE | BRIGHTSPHERE INVESTMENT GROUP INC. | E | Control |
| BRIGHTSPHERE UK LIMITED | FE | BRIGHTSPHERE INC | E | Control |
| BRIGHTSPHERE UK LIMITED | FE | BRIGHTSPHERE INC | E | Control |
| BRIGHTSPHERE UK LIMITED | FE | BRIGHTSPHERE INC | E | Control |
| BRIGHTSPHERE UK LIMITED | FE | BRIGHTSPHERE INC | E | Control |
| BRIGHTSPHERE UK LIMITED | FE | BRIGHTSPHERE INC | E | Control |
| BRIGHTSPHERE US, INC | DE | BRIGHTSPHERE UK LIMITED | E | Control |
| BRIGHTSPHERE US, INC | DE | BRIGHTSPHERE UK LIMITED | E | Control |
| BRIGHTSPHERE US, INC | DE | BRIGHTSPHERE UK LIMITED | E | Control |
| BRIGHTSPHERE US, INC | DE | BRIGHTSPHERE UK LIMITED | E | Control |
| BRIGHTSPHERE US, INC | DE | BRIGHTSPHERE UK LIMITED | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC | E | Control |
| OM ASSET MANAGEMENT PLC | FE | OMAM US, INC | E | Control |
| OMAM INC | DE | OMAM (LANDMARK) LLC | E | Control |
| OMAM INC. | DE | OMAM (LANDMARK) LLC | E | Control |
| OMAM INC. | DE | OMAM (LANDMARK) LLC | E | Control |
| OMAM INC. | DE | OMAM (LANDMARK) LLC | E | Control |
| OMAM INC. | DE | OMAM (LANDMARK) LLC | E | Control |
| OMAM UK LIMITED | FE | OMAM INC | E | Control |
| OMAM UK LIMITED | FE | OMAM INC | E | Control |
| OMAM UK LIMITED | FE | OMAM INC | E | Control |
| OMAM UK LIMITED | FE | OMAM INC | E | Control |
| OMAM UK LIMITED | FE | OMAM INC | E | Control |
| OMAM US, INC | DE | OMAM UK, LIMITED | E | Control |
| OMAM US, INC | DE | OMAM UK, LIMITED | E | Control |
| OMAM US, INC | DE | OMAM UK, LIMITED | E | Control |
| OMAM US, INC | DE | OMAM UK, LIMITED | E | Control |
| OMAM US, INC | DE | OMAM UK, LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM CORPORATION PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM CORPORATION PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM CORPORATION PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM CORPORATION PRIVATE LIMITED | E | Control |
| RELIGARE ENTERPRISES LIMITED | FE | RGAM CORPORATION PRIVATE LIMITED | E | Control |
| RGAM CORPORATION PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM CORPORATION PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM CORPORATION PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM CORPORATION PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| RGAM CORPORATION PRIVATE LIMITED | FE | RELIGARE GLOBAL ASSET MANAGEMENT, INC. | E | Control |
| ARES OWNERS HOLDINGS L.P. | DE | ARES HOLDINGS L.P. | D | Control |
| ARES OWNERS HOLDINGS L.P. | DE | ARES HOLDINGS L.P. | D | Control |
| ARES HOLDCO LLC | DE | ARES HOLDINGS L.P. | C | Control |
| ARES HOLDCO LLC | DE | ARES HOLDINGS L.P. | C | Control |
| BORGES, FRANCISCO, LOPES | I | LANDMARK PARTNERS INC. | C | Control |
| HAVILAND, TIMOTHY, LEONARD | I | LANDMARK PARTNERS INC. | C | Control |
| RESSLER, ANTONY, PETER | I | ARES OWNERS HOLDINGS L.P. | C | Control |
| RESSLER, ANTONY, PETER | I | ARES OWNERS HOLDINGS L.P. | C | Control |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, ADITI, SHIVINDER | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, ADITI, SHIVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, ADITI, SHIVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, JAPNA, MALVINDER | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, JAPNA, MALVINDER | I | RGAM CORPORATION PRIVATE LIMITED | C | |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, MALVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RELIGARE ENTERPRISES LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
| SINGH, SHIVINDER, MOHAN | I | RGAM CORPORATION PRIVATE LIMITED | C | Control |
Registrations
Federal
IA
Mar 31, 2022 REGISTERED
Notice Filings (1)
CT
Address
ATTN: ANTOINETTE LAZARUS10 MILL POND LANE
SIMSBURY, CT 06070-2429
United States
Phone: 860-651-9760