POST ROCK ADVISORS, LLC
CRD #156898 SEC #801-73988 NEW YORK, NY 212-838-7300
SEC Registered
Total AUM
$740.4M
Discretionary
$0
Employees
6
Clients
--
Accounts
9
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 22, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PAPA, THOMAS | I | DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | |
| PAPA, THOMAS | I | DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | |
| PAPA, THOMAS | I | DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | |
| PAPA, THOMAS | I | DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | |
| PAPA, THOMAS | I | DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | NA | |
| EINIGER, CAROL, BLUM | I | MANAGING MEMBER | E | Control |
| EINIGER, CAROL, BLUM | I | MANAGING MEMBER | E | Control |
| EINIGER, CAROL, BLUM | I | MANAGING MEMBER | E | Control |
| EINIGER, CAROL, BLUM | I | MANAGING MEMBER | E | Control |
| EINIGER, CAROL, BLUM | I | MANAGING MEMBER | E | Control |
| DANZIG, LISA | I | MEMBER | B | |
| DANZIG, LISA | I | MEMBER | B | |
| DANZIG, LISA | I | MEMBER | B | |
| DANZIG, LISA | I | MEMBER | B | |
| DANZIG, LISA | I | MEMBER | B | |
| LIPPER, DANIELLA | I | MEMBER | B | |
| LIPPER, DANIELLA | I | MEMBER | B | |
| LIPPER, DANIELLA | I | MEMBER | B |
Registrations
Federal
IA
Mar 22, 2016 REGISTERED
Notice Filings (1)
NY
Address
1 ROCKEFELLER PLAZA28TH FLOOR
NEW YORK, NY 10020-2000
United States
Phone: 212-838-7300