BROADFIN CAPITAL, LLC
CRD #156900 SEC #802-119049 MELVILLE, NY 212-808-2460
State Registered Exempt Reporting Private Funds
Total AUM
$739.5M
Discretionary
$739.5M
Employees
9
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2022
- Branch Offices
- 0
- LEI
- 5493004SOHPILFJ75467
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER | NA | |
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| ABRAMS, JASON, MARC | I | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | NA | Control |
| DAILEY, JULIA, B | I | CHIEF OPERATING OFFICER | NA | Control |
| DAILEY, JULIA, BRAUNSTEIN | I | CHIEF OPERATING OFFICER | NA | Control |
| DAILEY, JULIA, BRAUNSTEIN | I | CHIEF OPERATING OFFICER | NA | Control |
| DAILEY, JULIA, BRAUNSTEIN | I | CHIEF OPERATING OFFICER | NA | Control |
| DAILEY, JULIA, BRAUNSTEIN | I | CHIEF OPERATING OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| MESSAFI, NIR | I | CHIEF FINANCIAL OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER / CCO | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER / CCO | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER / CCO | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER / CCO | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
| KOTLER, KEVIN | I | CHIEF COMPLIANCE OFFICER / MANAGING MEMBER | E | Control |
Registrations
Federal
ERA
May 26, 2022 REGISTERED
Address
200 BROADHOLLOW RDSUITE 207
MELVILLE, NY 11747
United States
Phone: 212-808-2460