EQUITABLE INVESTMENT MANAGEMENT GROUP, LLC
CRD #156933 SEC #801-72220 NEW YORK, NY 212-314-5051
SEC Registered
Total AUM
$162.6B
Discretionary
$162.6B
Employees
69
Clients
--
Accounts
113
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Baehr, Jessica, Lynn | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Baehr, Jessica, Lynn | I | PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| CANTWELL, MARY, ELIZABETH | I | DIRECTOR | NA | Control |
| Daly, Shane | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY | NA | Control |
| Daly, Shane | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY | NA | Control |
| Daly, Shane | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY | NA | Control |
| Daly, Shane | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY | NA | Control |
| Daly, Shane | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL, AND SECRETARY | NA | Control |
| FENICHEL, ALVIN, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| FENICHEL, ALVIN, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| FENICHEL, ALVIN, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| FENICHEL, ALVIN, HENRY | I | SENIOR VICE PRESIDENT AND CHIEF ACCOUNTING OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD, CHIEF EXECUTIVE OFFICER AND PRESIDENT | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| JOENK, STEVEN, MICHAEL | I | DIRECTOR, CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| KOZLOWSKI, KENNETH, THOMAS | I | DIRECTOR, EXECUTIVE VICE PRESIDENT AND CHIEF INVESTMENT OFFICER | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LEVY, MICHAL | I | DIRECTOR | NA | Control |
| LOUIE, PATRICIA | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | SENIOR VICE PRESIDENT AND CORPORATE COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| LOUIE, PATRICIA, (NMN) | I | EXECUTIVE VICE PRESIDENT AND GENERAL COUNSEL | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, SENIOR VICE PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| Lopatin, MICHAL, Levy | I | DIRECTOR, PRESIDENT AND CHIEF OPERATING OFFICER | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| MACGREGOR, WILLIAM, T | I | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| PAOLO, JOSEPH, JOHN | I | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | NA | Control |
| WALSH, BRIAN, E | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| WALSH, BRIAN, E (MI ONLY) | I | DIRECTOR AND SENIOR VICE PRESIDENT | NA | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| AXA EQUITABLE LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
| EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA | FE | OUDINOT PARTICIPATIONS | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA AMERICA HOLDINGS, INC. | DE | AXA FINANCIAL, INC. | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, INC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, INC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE FINANCIAL SERVICES, LLC | DE | AXA EQUITABLE LIFE INSURANCE COMPANY | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | OUDINOT PARTICIPATIONS | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, INC | E | Control |
| AXA EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, INC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL INC. | DE | AXA FINANCIAL SERVICES LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| AXA FINANCIAL, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE FINANCIAL SERVICES, LLC | DE | EQUITABLE FINANCIAL LIFE INSURANCE COMPANY | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | AXA EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| EQUITABLE HOLDINGS, INC. | DE | EQUITABLE FINANCIAL SERVICES, LLC | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| OUDINOT PARTICIPATIONS | FE | AXA AMERICA HOLDINGS INC. | E | Control |
| AXA SA | FE | AXA EQUITABLE HOLDINGS, INC. | C | Control |
Registrations
Federal
IA
Mar 28, 2025 REGISTERED
Notice Filings (2)
NY SC
Address
1345 AVENUE OF THE AMERICASNEW YORK, NY 10105
United States
Phone: 212-314-5051