ADVISER INVESTMENTS ACQUISITION CO LLC
CRD #156985 SEC #801-72243 NEWTON, MA 617-321-2200
SEC Registered
Total AUM
$1.1B
Discretionary
$1.1B
Employees
10
Clients
0
Accounts
1,958
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GODES, ERIC, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| GODES, ERIC, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| GODES, ERIC, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| GODES, ERIC, JAMES | I | CHIEF OPERATING OFFICER | NA | Control |
| LOWELL, JAMES, HALE | I | ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | NA | Control |
| LOWELL, JAMES, HALE | I | CHIEF INVESTMENT OFFICER/ELECTED MANAGER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ELECTED MANAGER/CHIEF COMPLIANCE OFFICER | NA | Control |
| VANNEMAN, JOHN, RUSSEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| VANNEMAN, JOHN, RUSSEL | I | CHIEF INVESTMENT OFFICER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| WIENER, DANIEL, PHILIP | I | ELECTED MANAGER | NA | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
| ADVISER INVESTMENTS LLC | DE | MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| ADVISER INVESTMENT MANAGEMENT INC | DE | ADVISER INVESTMENTS LLC | E | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| SILVER, DANIEL, FITZSIMMONS | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
| WIENER, DANIEL, PHILIP | I | ADVISER INVESTMENT MANAGEMENT, INC | C | Control |
Registrations
Federal
IA
Mar 29, 2016 REGISTERED
Notice Filings (51)
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Address
85 WELLS AVENUESUITE 109
NEWTON, MA 02459
United States
Phone: 617-321-2200