BARRETT ASSET MANAGEMENT, LLC
CRD #157047 SEC #801-72395 NEW YORK, NY 212-983-5080
SEC Registered
Total AUM
$67.1M
Discretionary
$67.1M
Employees
18
Clients
0
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 14, 2023
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| ANDREWS, MICHAEL, JEFFREY | I | CHIEF COMPLIANCE OFFICER | NA | |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD, CEO | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT II, JOHN, DAVID | I | CHAIRMAN OF THE BOARD | NA | Control |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BARRETT IV, JOHN, DAVID | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| BECK, EDWIN, WELLS | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | EXECUTIVE PARTNER & MANAGING DIRECTOR | NA | |
| JAMISON, MICHAEL, DAVID | I | MANAGING DIRECTOR | NA | |
| JAMISON, MICHAEL, DAVID | I | MANAGING DIRECTOR | NA | |
| JAMISON, MICHAEL, DAVID | I | MANAGING DIRECTOR | NA | |
| JAMISON, MICHAEL, DAVID | I | MANAGING DIRECTOR | NA | |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | NA | Control |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| MORREALE, MADELEINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NAKAMURA, LARRY, TRISTON | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| OLIN, DOUGLAS | I | TRUSTEE 2010 BARRETT FAMILY TRUST | NA | |
| RICE, ANN, GRACE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF ADMINISTRATIVE OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF OPERATING OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF OPERATING OFFICER | NA | |
| STUTTIG, CHRISTINE | I | CHIEF OPERATING OFFICER | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| YOUNGMAN, ROBERT, PERKINS | I | MANAGING DIRECTOR | NA | |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH US LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| CI PRIVATE WEALTH, LLC | DE | OWNER | E | Control |
| CI US HOLDINGS, INC. | DE | OWNER | E | Control |
| CORIENT PRIVATE WEALTH LLC | DE | OWNER | E | Control |
| CORIENT PRIVATE WEALTH LLC | DE | OWNER | E | Control |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | B | |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | SENIOR VICE PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| MILNAMOW, ROBERT, JOSEPH | I | PRESIDENT | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT/CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT/CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT/CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT/CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | PRESIDENT | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| SHRIVER, PETER, HEPBURN | I | CEO | B | Control |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| THE 2010 BARRETT FAMILY TRUST | DE | MEMBER | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | B | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BATER, CHRISTINA, ANN | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| BECK, EDWIN, WELLS | I | MANAGING DIRECTOR | A | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | A | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | A | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | A | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | A | |
| CAMPBELL, MARIETTE, LOUISE GRAEME | I | MANAGING DIRECTOR | A | |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | A | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | A | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | A | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | A | Control |
| KONG, AMY | I | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | A | Control |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A | |
| YOUNGMAN, JOHN, GRAY | I | MANAGING DIRECTOR | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CI FINANCIAL CORP. | FE | CI US HOLDINGS, INC. | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CI US HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CORIENT HOLDINGS INC | E | Control |
| CI FINANCIAL CORP. | FE | CORIENT HOLDINGS INC | E | Control |
| CI PRIVATE WEALTH HOLDINGS, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US HOLDINGS INC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US HOLDINGS INC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US HOLDINGS INC | DE | CI US, LLC | E | Control |
| CI US, LLC | DE | CIPW TOPCO, LLC | E | Control |
| CI US, LLC | DE | CI PRIVATE WEALTH HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW TOPCO, LLC | E | Control |
| CI US, LLC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW HOLDINGS, LLC | E | Control |
| CI US, LLC | DE | CIPW TOPCO, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| CIPW HOLDINGS, LLC | DE | CI PRIVATE WEALTH, LLC | E | Control |
| CIPW TOPCO, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CIPW TOPCO, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CIPW TOPCO, LLC | DE | CI PRIVATE WEALTH US LLC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT PARTNERS LLC | E | Control |
| CORIENT HOLDINGS INC | DE | CORIENT PARTNERS LLC | E | Control |
| CORIENT PARTNERS LLC | DE | CORIENT PRIVATE WEALTH LLC | E | Control |
| CORIENT PARTNERS LLC | DE | CORIENT PRIVATE WEALTH LLC | E | Control |
Registrations
Federal
IA
Nov 14, 2023 REGISTERED
Notice Filings (26)
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Address
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United States
Phone: 212-983-5080