TOPWATER CAPITAL PARTNERS, LLC
Legal name: TOPWATER CAPITAL PARTNERS
CRD #157072 SEC #801-73058 SOUTH NORWALK, CT 203-852-8005
SEC Registered Private Funds
Total AUM
$410.9M
Discretionary
$0
Employees
9
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| MAFTEIU, PETER, MICHAEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| O'SHEA, TIMOTHY, FRANCIS | I | CHIEF FINANCIAL OFFICER | NA | Control |
| RUBIN, SUSAN, RONI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, SUSAN, RONI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RUBIN, SUSAN, RONI | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| BORGIA, BRYAN, DENNIS | I | MANAGING MEMBER | D | Control |
| BORGIA, BRYAN, DENNIS | I | MANAGING MEMBER | D | Control |
| BORGIA, BRYAN, DENNIS | I | MANAGING MEMBER | D | Control |
| BORGIA, BRYAN, DENNIS | I | MANAGING MEMBER | D | Control |
| BORGIA, BRYAN, DENNIS | I | MANAGING MEMBER | D | Control |
| TAYLOR, TRAVIS, CHARLES | I | MANAGING MEMBER | D | Control |
| TAYLOR, TRAVIS, CHARLES | I | MANAGING MEMBER | D | Control |
| TAYLOR, TRAVIS, CHARLES | I | MANAGING MEMBER | D | Control |
| TAYLOR, TRAVIS, CHARLES | I | MANAGING MEMBER | D | Control |
| TAYLOR, TRAVIS, CHARLES | I | CHIEF COMPLIANCE OFFICER | D | Control |
Registrations
Federal
IA
Mar 28, 2013 REGISTERED
Notice Filings (2)
CT WA
Address
55 NORTH WATER STREETSUITE 3
SOUTH NORWALK, CT 06854
United States
Phone: 203-852-8005