CONCOURSE FINANCIAL GROUP SECURITIES, INC.
Legal name: CONCOURSE FINANCIAL GROUP ADVISORS
CRD #15708 SEC #801-56010 BIRMINGHAM, AL 800-288-3035
SEC Registered Broker-Dealer Disclosures
Total AUM
$4.4B
Discretionary
$3B
Employees
885
Clients
101
Accounts
20,957
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Oct 2024 | $4.4B | $3B | $1.4B | 885 | 109 |
| Jun 2024 | $4.4B | $3B | $1.4B | 885 | 109 |
| Apr 2024 | $4.4B | $3B | $1.4B | 885 | 109 |
| Mar 2024 | $4.4B | $3B | $1.4B | 885 | 109 |
| Jun 2023 | $4B | $2.7B | $1.3B | 1,006 | 100 |
| Mar 2023 | $4B | $2.7B | $1.3B | 1,006 | 100 |
| Mar 2023 | $4B | $2.7B | $1.3B | 1,006 | 100 |
| Jan 2023 | $5.7B | $3.9B | $1.9B | 1,090 | 468 |
| Jul 2022 | $5.7B | $3.9B | $1.9B | 1,090 | 468 |
| Mar 2022 | $5.7B | $3.9B | $1.9B | 1,090 | 468 |
| Dec 2021 | $4.4B | $2.8B | $1.6B | 1,270 | 477 |
| Sep 2021 | $4.4B | $2.8B | $1.6B | 1,270 | 477 |
| Jul 2021 | $4.4B | $2.8B | $1.6B | 1,270 | 477 |
| Jul 2021 | $4.4B | $2.8B | $1.6B | 1,270 | 477 |
| Mar 2021 | $4.4B | $2.8B | $1.6B | 1,270 | 477 |
| Oct 2020 | $4B | $2.6B | $1.4B | 1,410 | 443 |
| Jul 2020 | $4B | $2.6B | $1.4B | 1,410 | 443 |
| Jun 2020 | $4B | $2.6B | $1.4B | 1,410 | 443 |
| Apr 2020 | $4B | $2.6B | $1.4B | 1,410 | 443 |
| Sep 2019 | $3.4B | $2.8B | $625.3M | 1,464 | 173 |
| Jul 2019 | $3.4B | $2.8B | $625.3M | 1,464 | 173 |
| Jun 2019 | $3.4B | $2.8B | $625.3M | 1,464 | 173 |
| Apr 2019 | $3.4B | $2.8B | $625.3M | 1,464 | 173 |
| Apr 2019 | $3.4B | $2.8B | $625.3M | 1,464 | 173 |
| Mar 2019 | $3.4B | $2.8B | $625.3M | 1,464 | 173 |
| Aug 2018 | $3.2B | $2.6B | $663.5M | 1,609 | 327 |
| Jul 2018 | $3.2B | $2.6B | $663.5M | 1,609 | 327 |
| Mar 2018 | $3.2B | $2.6B | $663.5M | 1,609 | 327 |
| Jul 2017 | $2.8B | $1.1B | $1.7B | 487 | 14,600 |
| Jun 2017 | $2.8B | $1.1B | $1.7B | 487 | 14,600 |
| Apr 2017 | $2.8B | $1.1B | $1.7B | 487 | 14,600 |
| Apr 2017 | $2.8B | $1.1B | $1.7B | 487 | 14,600 |
| Apr 2017 | $2.8B | $1.1B | $1.7B | 487 | 14,600 |
| Mar 2017 | $2.8B | $1.1B | $1.7B | 487 | 14,600 |
| Mar 2017 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Mar 2017 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Jan 2017 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Jan 2017 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Jan 2017 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Sep 2016 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Aug 2016 | $2.7B | $2.2B | $442.7M | 610 | 19,900 |
| Apr 2016 | $2B | $1.6B | $442.7M | 610 | 14,900 |
| Apr 2016 | $2B | $1.6B | $442.7M | 610 | 14,900 |
| Mar 2016 | $2B | $1.6B | $442.7M | 610 | 14,900 |
| Dec 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Oct 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Oct 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Jul 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Jul 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Apr 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Apr 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Apr 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Mar 2015 | $2.5B | $1B | $1.5B | 1,000 | 17,000 |
| Mar 2015 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Feb 2015 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Dec 2014 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Oct 2014 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Jun 2014 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Apr 2014 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Mar 2014 | $2.1B | $1.1B | $992.6M | 850 | 14,200 |
| Feb 2014 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Feb 2014 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Jan 2014 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Oct 2013 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Sep 2013 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Aug 2013 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Jun 2013 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Apr 2013 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Mar 2013 | $2B | $673.5M | $1.3B | 850 | 15,800 |
| Feb 2013 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Feb 2013 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Jan 2013 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Dec 2012 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Dec 2012 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Nov 2012 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Nov 2012 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Nov 2012 | $1.9B | $830.4M | $1.1B | 1,530 | 16,100 |
| Oct 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Sep 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Sep 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Aug 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Aug 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Aug 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Jul 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Apr 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Mar 2012 | $1.9B | $830.4M | $1.1B | -- | 16,100 |
| Apr 2011 | $1.9B | $931M | $966.9M | -- | -- |
| Mar 2011 | $1.9B | $931M | $966.9M | -- | -- |
| Jan 2011 | $935.1M | $233.8M | $701.3M | -- | -- |
| Sep 2010 | $935.1M | $233.8M | $701.3M | -- | -- |
| Jun 2010 | $935.1M | $233.8M | $701.3M | -- | -- |
| Mar 2010 | $935.1M | $233.8M | $701.3M | -- | -- |
| Apr 2009 | $706.5M | $176.6M | $529.9M | -- | -- |
| Mar 2009 | $706.5M | $176.6M | $529.9M | -- | -- |
| Oct 2007 | $677.1M | $169.3M | $507.9M | -- | -- |
| Mar 2007 | $677.1M | $169.3M | $507.9M | -- | -- |
| Dec 2006 | $398.3M | $89.6M | $308.7M | 501 | -- |
| Mar 2006 | $398.3M | $89.6M | $308.7M | 501 | -- |
| Jan 2006 | $889.3M | $173M | $716.3M | 251 | -- |
| Nov 2005 | $889.3M | $173M | $716.3M | 251 | -- |
| Nov 2005 | $889.3M | $173M | $716.3M | 251 | -- |
| Jun 2004 | $516.5M | $153.3M | $363.2M | 251 | -- |
| May 2004 | $516.5M | $153.3M | $363.2M | 251 | -- |
| May 2004 | $516.5M | $153.3M | $363.2M | 251 | -- |
| Nov 2003 | $150.1M | $108.7M | $41.4M | 251 | -- |
| Mar 2002 | $38.3B | $37.9B | $339.3M | 251 | -- |
| Nov 2001 | $492.1M | $483.4M | $8.7M | 51 | -- |
| Jul 2001 | $492.1M | $483.4M | $8.7M | 51 | -- |
DateOct 2024
Total AUM$4.4B
Discretionary$3B
Non-Disc.$1.4B
Employees885
Clients109
DateJun 2024
Total AUM$4.4B
Discretionary$3B
Non-Disc.$1.4B
Employees885
Clients109
DateApr 2024
Total AUM$4.4B
Discretionary$3B
Non-Disc.$1.4B
Employees885
Clients109
DateMar 2024
Total AUM$4.4B
Discretionary$3B
Non-Disc.$1.4B
Employees885
Clients109
DateJun 2023
Total AUM$4B
Discretionary$2.7B
Non-Disc.$1.3B
Employees1,006
Clients100
DateMar 2023
Total AUM$4B
Discretionary$2.7B
Non-Disc.$1.3B
Employees1,006
Clients100
DateMar 2023
Total AUM$4B
Discretionary$2.7B
Non-Disc.$1.3B
Employees1,006
Clients100
DateJan 2023
Total AUM$5.7B
Discretionary$3.9B
Non-Disc.$1.9B
Employees1,090
Clients468
DateJul 2022
Total AUM$5.7B
Discretionary$3.9B
Non-Disc.$1.9B
Employees1,090
Clients468
DateMar 2022
Total AUM$5.7B
Discretionary$3.9B
Non-Disc.$1.9B
Employees1,090
Clients468
DateDec 2021
Total AUM$4.4B
Discretionary$2.8B
Non-Disc.$1.6B
Employees1,270
Clients477
DateSep 2021
Total AUM$4.4B
Discretionary$2.8B
Non-Disc.$1.6B
Employees1,270
Clients477
DateJul 2021
Total AUM$4.4B
Discretionary$2.8B
Non-Disc.$1.6B
Employees1,270
Clients477
DateJul 2021
Total AUM$4.4B
Discretionary$2.8B
Non-Disc.$1.6B
Employees1,270
Clients477
DateMar 2021
Total AUM$4.4B
Discretionary$2.8B
Non-Disc.$1.6B
Employees1,270
Clients477
DateOct 2020
Total AUM$4B
Discretionary$2.6B
Non-Disc.$1.4B
Employees1,410
Clients443
DateJul 2020
Total AUM$4B
Discretionary$2.6B
Non-Disc.$1.4B
Employees1,410
Clients443
DateJun 2020
Total AUM$4B
Discretionary$2.6B
Non-Disc.$1.4B
Employees1,410
Clients443
DateApr 2020
Total AUM$4B
Discretionary$2.6B
Non-Disc.$1.4B
Employees1,410
Clients443
DateSep 2019
Total AUM$3.4B
Discretionary$2.8B
Non-Disc.$625.3M
Employees1,464
Clients173
DateJul 2019
Total AUM$3.4B
Discretionary$2.8B
Non-Disc.$625.3M
Employees1,464
Clients173
DateJun 2019
Total AUM$3.4B
Discretionary$2.8B
Non-Disc.$625.3M
Employees1,464
Clients173
DateApr 2019
Total AUM$3.4B
Discretionary$2.8B
Non-Disc.$625.3M
Employees1,464
Clients173
DateApr 2019
Total AUM$3.4B
Discretionary$2.8B
Non-Disc.$625.3M
Employees1,464
Clients173
DateMar 2019
Total AUM$3.4B
Discretionary$2.8B
Non-Disc.$625.3M
Employees1,464
Clients173
DateAug 2018
Total AUM$3.2B
Discretionary$2.6B
Non-Disc.$663.5M
Employees1,609
Clients327
DateJul 2018
Total AUM$3.2B
Discretionary$2.6B
Non-Disc.$663.5M
Employees1,609
Clients327
DateMar 2018
Total AUM$3.2B
Discretionary$2.6B
Non-Disc.$663.5M
Employees1,609
Clients327
DateJul 2017
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees487
Clients14,600
DateJun 2017
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees487
Clients14,600
DateApr 2017
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees487
Clients14,600
DateApr 2017
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees487
Clients14,600
DateApr 2017
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees487
Clients14,600
DateMar 2017
Total AUM$2.8B
Discretionary$1.1B
Non-Disc.$1.7B
Employees487
Clients14,600
DateMar 2017
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateMar 2017
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateJan 2017
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateJan 2017
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateJan 2017
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateSep 2016
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateAug 2016
Total AUM$2.7B
Discretionary$2.2B
Non-Disc.$442.7M
Employees610
Clients19,900
DateApr 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$442.7M
Employees610
Clients14,900
DateApr 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$442.7M
Employees610
Clients14,900
DateMar 2016
Total AUM$2B
Discretionary$1.6B
Non-Disc.$442.7M
Employees610
Clients14,900
DateDec 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateOct 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateOct 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateJul 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateJul 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateApr 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateApr 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateApr 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateMar 2015
Total AUM$2.5B
Discretionary$1B
Non-Disc.$1.5B
Employees1,000
Clients17,000
DateMar 2015
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateFeb 2015
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateDec 2014
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateOct 2014
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateJun 2014
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateApr 2014
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateMar 2014
Total AUM$2.1B
Discretionary$1.1B
Non-Disc.$992.6M
Employees850
Clients14,200
DateFeb 2014
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateFeb 2014
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateJan 2014
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateOct 2013
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateSep 2013
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateAug 2013
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateJun 2013
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateApr 2013
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateMar 2013
Total AUM$2B
Discretionary$673.5M
Non-Disc.$1.3B
Employees850
Clients15,800
DateFeb 2013
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateFeb 2013
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateJan 2013
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateDec 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateDec 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateNov 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateNov 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateNov 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees1,530
Clients16,100
DateOct 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateSep 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateSep 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateAug 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateAug 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateAug 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateJul 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateApr 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateMar 2012
Total AUM$1.9B
Discretionary$830.4M
Non-Disc.$1.1B
Employees--
Clients16,100
DateApr 2011
Total AUM$1.9B
Discretionary$931M
Non-Disc.$966.9M
Employees--
Clients--
DateMar 2011
Total AUM$1.9B
Discretionary$931M
Non-Disc.$966.9M
Employees--
Clients--
DateJan 2011
Total AUM$935.1M
Discretionary$233.8M
Non-Disc.$701.3M
Employees--
Clients--
DateSep 2010
Total AUM$935.1M
Discretionary$233.8M
Non-Disc.$701.3M
Employees--
Clients--
DateJun 2010
Total AUM$935.1M
Discretionary$233.8M
Non-Disc.$701.3M
Employees--
Clients--
DateMar 2010
Total AUM$935.1M
Discretionary$233.8M
Non-Disc.$701.3M
Employees--
Clients--
DateApr 2009
Total AUM$706.5M
Discretionary$176.6M
Non-Disc.$529.9M
Employees--
Clients--
DateMar 2009
Total AUM$706.5M
Discretionary$176.6M
Non-Disc.$529.9M
Employees--
Clients--
DateOct 2007
Total AUM$677.1M
Discretionary$169.3M
Non-Disc.$507.9M
Employees--
Clients--
DateMar 2007
Total AUM$677.1M
Discretionary$169.3M
Non-Disc.$507.9M
Employees--
Clients--
DateDec 2006
Total AUM$398.3M
Discretionary$89.6M
Non-Disc.$308.7M
Employees501
Clients--
DateMar 2006
Total AUM$398.3M
Discretionary$89.6M
Non-Disc.$308.7M
Employees501
Clients--
DateJan 2006
Total AUM$889.3M
Discretionary$173M
Non-Disc.$716.3M
Employees251
Clients--
DateNov 2005
Total AUM$889.3M
Discretionary$173M
Non-Disc.$716.3M
Employees251
Clients--
DateNov 2005
Total AUM$889.3M
Discretionary$173M
Non-Disc.$716.3M
Employees251
Clients--
DateJun 2004
Total AUM$516.5M
Discretionary$153.3M
Non-Disc.$363.2M
Employees251
Clients--
DateMay 2004
Total AUM$516.5M
Discretionary$153.3M
Non-Disc.$363.2M
Employees251
Clients--
DateMay 2004
Total AUM$516.5M
Discretionary$153.3M
Non-Disc.$363.2M
Employees251
Clients--
DateNov 2003
Total AUM$150.1M
Discretionary$108.7M
Non-Disc.$41.4M
Employees251
Clients--
DateMar 2002
Total AUM$38.3B
Discretionary$37.9B
Non-Disc.$339.3M
Employees251
Clients--
DateNov 2001
Total AUM$492.1M
Discretionary$483.4M
Non-Disc.$8.7M
Employees51
Clients--
DateJul 2001
Total AUM$492.1M
Discretionary$483.4M
Non-Disc.$8.7M
Employees51
Clients--