COMPASS FINANCIAL GROUP, INC
CRD #157109 SEC #801-76392 SIOUX FALLS, SD 605-338-7150
SEC Registered
Total AUM
$1.2B
Discretionary
$1.2B
Employees
13
Clients
--
Accounts
8,015
Firm Details
- Organization Type
- Corporation
- State of Formation
- South Dakota
- Fiscal Year End
- APRIL
- Registration Date
- --
- Latest Filing
- Nov 13, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT & CHIEF COMPLIANCE OFFICER | D | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JESSE, DAVID | I | VICE PRESIDENT & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JOHN, DAVID | I | PRESIDENT, CHIEF COMPLIANCE OFFICER, & DIRECT OWNER | C | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | Control |
| HALLER, JASEN, DAVID | I | DIRECT OWNER | A | Control |
Registrations
Federal
IA
Nov 13, 2025 REGISTERED
Notice Filings (27)
AL AR AZ CA CO FL GA IA IL IN KS LA MI MN MO MT NC ND NE NH OK SC SD TN TX WA WI
Address
4300 SOUTH LOUISE AVE.SUITE 300
SIOUX FALLS, SD 57106
United States
Phone: 605-338-7150