PHOENIX HOLDINGS-NC, INC.
CRD #157157 SEC #801-74323 CHARLOTTE, NC 704-376-5502
SEC Registered Private Funds
Total AUM
$384.1M
Discretionary
$381.6M
Employees
15
Clients
--
Accounts
6
Firm Details
- Organization Type
- Corporation
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2013
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| BROYHILL, MARKHAM, HUNT | I | PARTNER | NA | Control |
| MARR, MICHAEL, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARR, MICHAEL, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| MARR, MICHAEL, STEWART | I | CHIEF COMPLIANCE OFFICER | NA | |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| MCGLINN, JOHN, FRANCIS | I | CHIEF OPERATING OFFICER | NA | Control |
| ALALA, JOSEPH, BASIL | I | PRESIDENT/CEO | E | Control |
| ALALA, JOSEPH, BASIL | I | PRESIDENT/CEO | E | Control |
| ALALA, JOSEPH, BASIL | I | PRESIDENT/CEO | E | Control |
Registrations
Federal
IA
Mar 28, 2013 REGISTERED
Notice Filings (4)
FL KY NC TX
Address
4201 CONGRESS STREET, SUITE 360CHARLOTTE, NC 28209
United States
Phone: 704-376-5502