B. RILEY ASSET MANAGEMENT, LLC
CRD #157160 SEC #801-78852 LOS ANGELES, CA 310-966-1446
SEC Registered Private Funds
Total AUM
$21.5M
Discretionary
$21.5M
Employees
7
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 28, 2014
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MANAGING MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| KELLEHER, THOMAS, JOHN | I | MEMBER | NA | Control |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| MCCOY, MICHAEL, RICHARD | I | CHIEF FINANCIAL OFFICER | NA | |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| PETCHENICK, ALLISON, VIRGINIA | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| RILEY, BRYANT, RICHARD | I | MANAGING MEMBER | NA | Control |
| B. RILEY & CO. HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| B. RILEY & CO. HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| B. RILEY & CO. HOLDINGS, LLC | DE | MEMBER | E | Control |
| B. RILEY & CO. HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| B. RILEY & CO. HOLDINGS, LLC | DE | MANAGING MEMBER | E | Control |
| B. RILEY FINANCIAL, INC. | DE | OWNER | E | Control |
| B. RILEY FINANCIAL, INC. | DE | OWNER | E | Control |
| GREAT AMERICAN GROUP, INC. | DE | OWNER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| RILEY, BRYANT, RICHARD | I | B. RILEY & CO. HOLDINGS, LLC | E | Control |
| RILEY, BRYANT, RICHARD | I | B. RILEY & CO. HOLDINGS, LLC | E | Control |
| RILEY, BRYANT, RICHARD | I | B. RILEY & CO. HOLDINGS, LLC | E | Control |
| RILEY, BRYANT, RICHARD | I | B. RILEY & CO. HOLDINGS, LLC | E | Control |
| RILEY, BRYANT, RICHARD | I | B. RILEY & CO. HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 28, 2014 REGISTERED
Notice Filings (2)
CA NY
Address
11100 SANTA MONICA BLVD.SUITE 800
LOS ANGELES, CA 90025
United States
Phone: 310-966-1446