PACIFIC GLOBAL ADVISORS LLC

CRD #157242 SEC #801-72311 NEW YORK, NY (212) 405-6300

SEC Registered

Total AUM

$20.4B

Discretionary

$3.4B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Sep 28, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CHEEVER, SHARON, A	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
CHEEVER, SHARON, A	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
CHEEVER, SHARON, A	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
CHEEVER, SHARON, A	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
CHEEVER, SHARON, A	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
CHEEVER, SHARON, A	I	SENIOR VICE PRESIDENT	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
GRIGGS, ADRIAN, SCOTT	I	CHIEF FINANCIAL OFFICER	NA	Control
JURIN, BRUCE	I	MEMBER OF OPERATING BOARD, CHIEF SCIENCE OFFICER	NA	Control
MORRIS, JAMES, THOMAS	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
MORRIS, JAMES, THOMAS	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
MORRIS, JAMES, THOMAS	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
MORRIS, JAMES, THOMAS	I	PRESIDENT AND CHIEF EXECUTIVE OFFICER	NA	Control
OATEN, DAVID, ANTHONY	I	CHIEF EXECUTIVE OFFICER, MEMBER OF OPERATING BOARD	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
OATEN, DAVID, ANTHONY	I	MANAGING DIRECTOR	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
SICHEL, ROBERT, LOUIS	I	CHIEF COMPLIANCE OFFICER AND GENERAL COUNSEL	NA	Control
TRAN, KHANH, THIEN	I	CHIEF FINANCIAL OFFICER	NA	Control
TRAN, KHANH, THIEN	I	CHIEF FINANCIAL OFFICER	NA	Control
TRAN, KHANH, THIEN	I	CHIEF FINANCIAL OFFICER	NA	Control
TRAN, KHANH, THIEN	I	CHIEF FINANCIAL OFFICER	NA	Control
TRAN, KHANH, THIEN	I	CHIEF FINANCIAL OFFICER	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	CHIEF FINANCIAL OFFICER	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
TRAN, KHANH, THIEN	I	PRESIDENT	NA	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control
PACIFIC LIFE INSURANCE COMPANY	DE	MANAGING MEMBER OF APPLICANT	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC LIFECORP	DE	PACIFIC LIFE INSURANCE COMPANY	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control
PACIFIC MUTUAL HOLDING COMPANY	DE	PACIFIC LIFECORP	E	Control

Registrations

Federal

Sep 28, 2012 REGISTERED

Notice Filings (9)

AR CA IL MI MN NJ NY OH PA

Address

535 MADISON AVENUE
14TH FLOOR
NEW YORK, NY 10022
United States

Phone: (212) 405-6300