AMUNDI INVESTMENTS USA, LLC

CRD #157317 SEC #801-72274 NEW YORK, NY 212-603-5000

SEC Registered Private Funds

Total AUM

$4.1B

Discretionary

$4.1B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Oct 5, 2012
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
CENTIS, DIDIER	I	CHIEF OPERATING OFFICER	NA	Control
GUILLET, LAURENT	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
GUILLET, LAURENT, FRANCIS	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CO-CHIEF EXECUTIVE OFFICER	NA	Control
PAGNI, PATRICK, ROBERT	I	CHIEF EXECUTIVE OFFICER	NA	Control
PEARSE, MARY	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PEARSE, MARY, ITA	I	CHIEF FINANCIAL OFFICER	NA	Control
PRINCI, JULIEN, THOMAS ALEXANDRE	I	CHIEF COMPLIANCE OFFICER	NA
PRINCI, JULIEN, THOMAS ALEXANDRE	I	CHIEF COMPLIANCE OFFICER	NA
PRINCI, JULIEN, THOMAS ALEXANDRE	I	CHIEF COMPLIANCE OFFICER	NA
PRINCI, JULIEN, THOMAS ALEXANDRE	I	CHIEF COMPLIANCE OFFICER	NA
PRINCI, JULIEN, THOMAS ALEXANDRE	I	CHIEF COMPLIANCE OFFICER	NA
PRINCI, JULIEN, THOMAS ALEXANDRE	I	CHIEF COMPLIANCE OFFICER	NA
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RAYMAN, DANIEL, JASON	I	GENERAL COUNSEL	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
RICK, SAMANTHA	I	CHIEF COMPLIANCE OFFICER	NA	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	SHAREHOLDER	E	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	SHAREHOLDER	E	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
AMUNDI USA, INC.	DE	SHAREHOLDER	E	Control
EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	DE	SHAREHOLDER	E	Control
EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	DE	SHAREHOLDER	E	Control
EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	DE	SHAREHOLDER	E	Control
EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	DE	SHAREHOLDER	E	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
AMUNDI	FE	AMUNDI ALTERNATIVE INVESTMENTS HOLDING	E	Control
AMUNDI	FE	AMUNDI ALTERNATIVE INVESTMENTS HOLDING	E	Control
AMUNDI	FE	AMUNDI ALTERNATIVE INVESTMENTS HOLDING	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI	FE	AMUNDI USA, INC.	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
AMUNDI GROUP	FE	AMUNDI	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
CREDIT AGRICOLE ASSET MANAGEMENT S.A.	FE	AMUNDI GROUP	E	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	AMUNDI USA, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	AMUNDI USA, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	AMUNDI USA, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	AMUNDI USA, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	AMUNDI USA, INC.	D	Control
AMUNDI ALTERNATIVE INVESTMENTS HOLDING	FE	AMUNDI USA, INC.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
SAS RUE LA BOETIE	FE	CREDIT AGRICOLE ASSET MANAGEMENT S.A.	D	Control
AMUNDI	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	C	Control
AMUNDI	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	C	Control
AMUNDI	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	C	Control
AMUNDI	FE	EUROPEAN PARTNERS IN EMERGING MARKETS, INC.	C	Control
AMUNDI	FE	AMUNDI USA, INC.	C	Control
AMUNDI	FE	AMUNDI USA, INC.	C	Control
AMUNDI	FE	AMUNDI USA, INC.	C	Control
AMUNDI	FE	AMUNDI USA, INC.	C	Control
AMUNDI	FE	AMUNDI USA, INC.	C	Control
AMUNDI	FE	AMUNDI USA, INC.	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control
SOCIETE GENERALE	FE	AMUNDI GROUP	C	Control

Registrations

Federal

Oct 5, 2012 REGISTERED

Address

1301 AVENUE OF THE AMERICAS
38TH FLOOR
NEW YORK, NY 10019
United States

Phone: 212-603-5000