ARROWHEAD MEZZANINE, LLC

CRD #157320 SEC #802-81081 GREENWICH, CT 203-485-0700

State Registered Exempt Reporting Private Funds

Total AUM

$240.1M

Discretionary

$240.1M

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Delaware
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Mar 31, 2015
Branch Offices: --

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
CERMINARO, JENNIFER, MICHELLE	I	CHIEF COMPLIANCE OFFICER	NA	Control
CERMINARO, JENNIFER, MICHELLE	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
SWAYZE, ASHLEIGH, COOPER	I	CHIEF COMPLIANCE OFFICER	NA	Control
GLEACHER MEZZANINE II MANAGEMENT LLC	DE	MEMBER	D	Control
GLEACHER MEZZANINE II MANAGEMENT LLC	DE	MEMBER	D	Control
GLEACHER MEZZANINE II MANAGEMENT LLC	DE	MEMBER	D	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	C	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	C	Control
KRALL, PHILLIP	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	C	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	B	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	B	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	B	Control
GAY, MARY, PRICE	I	MANAGING MEMBER	B	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	B	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	B	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	B	Control
KRALL, PHILLIP	I	CHIEF COMPLIANCE OFFICER	B	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	B	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	B	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	B	Control
PISANI, CRAIG, JOHN	I	MANAGING MEMBER	B	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	A	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	A	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	A	Control
JONES, ELLIOTT, HOWARD	I	MANAGING MEMBER	A	Control

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
GLEACHER, ERIC, JAY	I	GLEACHER MEZZANINE II MANAGEMENT, LLC	D	Control
GLEACHER, ERIC, JAY	I	GLEACHER MEZZANINE II MANAGEMENT, LLC	D	Control
GLEACHER, ERIC, JAY	I	GLEACHER MEZZANINE II MANAGEMENT, LLC	D	Control

Registrations

Federal

ERA

Mar 31, 2015 REGISTERED

Notice Filings (1)

Address

2 GREENWICH OFFICE PARK
SUITE 300
GREENWICH, CT 06831
United States

Phone: 203-485-0700