DFW CAPITAL MANAGEMENT, LLC
Legal name: DFW CAPITAL PARTNERS
CRD #157337 SEC #801-74370 NEW YORK, NY 201-836-6000
SEC Registered Private Funds
Total AUM
$2.2B
Discretionary
$2.2B
Employees
20
Clients
--
Accounts
6
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Sep 3, 2025
- Branch Offices
- 5
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ASHBY, LYNETTE, DAWN | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| DFW HOLDINGS-GP, LLC | DE | MANAGING MEMBER | NA | Control |
| DFW HOLDINGS-GP, LLC | DE | MANAGING MEMBER | NA | Control |
| DFW HOLDINGS-GP, LLC | DE | MANAGING MEMBER | NA | Control |
| DFW HOLDINGS-GP, LLC | DE | MANAGING MEMBER | NA | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | NA | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | NA | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | NA | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIEBERMAN, CHERI, ELISE | I | CHIEF FINANCIAL OFFICER | NA | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | NA | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | NA | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | NA | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | NA | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, ASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, ASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, ASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT, ASSISTANT SECRETARY & CHIEF COMPLIANCE OFFICER | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | VICE PRESIDENT & ASSISTANT SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | NA | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | NA | Control |
| DFW HOLDINGS, LP | DE | MEMBER | E | Control |
| DFW HOLDINGS, LP | DE | MEMBER | E | Control |
| DFW HOLDINGS, LP | DE | MEMBER | E | Control |
| DFW HOLDINGS, LP | DE | MEMBER | E | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| DEMUTH, DONALD, FRANKLIN | I | CHAIRMAN & DIRECTOR | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PENNELL, KEITH, WALTON | I | PRESIDENT & TREASUER | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT & SECRETARY | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | C | Control |
| PRAGER, BRETT, LAWRENCE | I | VICE PRESIDENT | C | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | B | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | B | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | B | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | B | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | B | Control |
| GILBERT, DOUGLAS, HAMLIN | I | SECRETARY | B | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | B | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | B | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | B | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | B | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | B | Control |
| TILLEY, BRIAN, CHRISTOPHER | I | SECRETARY | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| DFW HOLDINGS-GP, LLC | DE | DFW HOLDINGS, LP | E | Control |
| DFW HOLDINGS-GP, LLC | DE | DFW HOLDINGS, LP | E | Control |
| PENNELL, KEITH, WALTON | I | DFW HOLDINGS-GP, LLC | C | Control |
| PENNELL, KEITH, WALTON | I | DFW HOLDINGS-GP, LLC | C | Control |
| PRAGER, BRETT, LAWRENCE | I | DFW HOLDINGS-GP, LLC | C | Control |
| PRAGER, BRETT, LAWRENCE | I | DFW HOLDINGS-GP, LLC | C | Control |
Registrations
Federal
IA
Sep 3, 2025 REGISTERED
Notice Filings (7)
CT DC FL MD NJ NY UT
Address
156 FIFTH AVENUESUITE 1100
NEW YORK, NY 10010
United States
Phone: 201-836-6000