RIA Intelligence

SPECTRUM GROUP MANAGEMENT LLC

Legal name: SPECTRUM GROUP MANAGEMENT

CRD #157363 SEC #802-135070 HUNTINGTON, NY 212-687-9555
State Registered Exempt Reporting Private Funds
Total AUM
$176M
Discretionary
$176M
Employees
6
Clients
--
Accounts
12

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Dec 2, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
BOCK, ADAM, ANDREWICHIEF FINANCIAL OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
Barski, MarkICHIEF COMPLIANCE OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
GLICKMAN, DARREN SICHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICERNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
JACOBS, STEPHEN, CRAIGICHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER AND GENERAL COUNSELNA Control
LADEW, STEVEN, DANIELICHIEF FINANCIAL OFFICERNA Control
LADEW, STEVEN, DANIELICHIEF FINANCIAL OFFICERNA Control
LADEW, STEVEN, DANIELICHIEF FINANCIAL OFFICERNA Control
LADEW, STEVEN, DANIELICHIEF FINANCIAL OFFICERNA Control
LADEW, STEVEN, DANIELICHIEF FINANCIAL OFFICERNA Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control
SCHAFFER, JEFFREY, ANDREWIMANAGING MEMBERE Control

Registrations

Federal

ERA
Dec 2, 2025 REGISTERED

Notice Filings (1)

CT

Address

24 WEST CARVER STREET
2ND FLOOR
HUNTINGTON, NY 11743
United States
Phone: 212-687-9555