LOMBARD INVESTMENTS, INC.
Legal name: LOMBARD
CRD #157418 SEC #802-133830 415-397-5900
State Registered Exempt Reporting Private Funds
Total AUM
$224M
Discretionary
$224M
Employees
9
Clients
--
Accounts
2
Firm Details
- Organization Type
- Corporation
- State of Formation
- California
- Fiscal Year End
- MARCH
- Registration Date
- --
- Latest Filing
- Jun 5, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL | NA | |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| BURNS, TIMOTHY, PATRICK | I | GENERAL COUNSEL AND CHIEF COMPLIANCE OFFICER | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| VIDET, POTE, PUNYAGUPTA | I | MEMBER, BOARD OF DIRECTORS | NA | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SMITH, JR., THOMAS, JOHNSTON | I | PRESIDENT | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | CHIEF COMPLIANCE OFFICER | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SULLIVAN, PETER, HENRY | I | MEMBER, BOARD OF DIRECTORS | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
| SWEET, SCOTT, PIERCY | I | CHIEF FINANCIAL OFFICER | C | Control |
Registrations
Federal
ERA
Jun 5, 2025 REGISTERED
Notice Filings (1)
CA
Address
Phone: 415-397-5900