BALANCED ROCK INVESTMENT ADVISORS LLC
Legal name: BALANCED ROCK INVESTMENT ADVISORS
CRD #157424 SEC #801-128479 ROSLINDALE, MA 617-971-8323
SEC Registered
Total AUM
$156.1M
Discretionary
$156.1M
Employees
4
Clients
101
Accounts
714
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Massachusetts
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| HIGGINS, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| HIGGINS, THOMAS, JOSEPH | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| FLANNERY, DANIEL, MACLAY | I | PRESIDENT, PORTFOLIO MANAGER | E | Control |
| FLANNERY, DANIEL, MACLAY | I | PRESIDENT, PORTFOLIO MANAGER | E | Control |
| FLANNERY, DANIEL, MACLAY | I | PRESIDENT, PORTFOLIO MANAGER | E | Control |
| FLANNERY, DANIEL, MACLAY | I | PRESIDENT, PORTFOLIO MANAGER | E | Control |
| FLANNERY, DANIEL, MACLAY | I | PRESIDENT, PORTFOLIO MANAGER | E | Control |
Registrations
Federal
IA
Mar 29, 2025 REGISTERED
Notice Filings (5)
CA LA MA NH TX
Address
4238 WASHINGTON STREETSUITE 311
ROSLINDALE, MA 02131
United States
Phone: 617-971-8323