TRI-FOCUS CAPITAL, LLC
CRD #157519 SEC #801-72333 LARCHMONT, NY 914-834-8940
SEC Registered
Total AUM
--
Discretionary
--
Employees
5
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- New York
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 11, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| PARTHEMOS, GEORGE, PETER | I | CHIEF COMPLIANCE OFFICER | D | Control |
| PARTHEMOS, GEORGE, PETER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | D | Control |
| SILER, VANCE, WAYNE | I | PARTNER | D | Control |
| SILER, VANCE, WAYNE | I | MANAGING MEMBER | D | Control |
Registrations
Federal
IA
May 11, 2011 REGISTERED
Notice Filings (4)
CT FL NJ NY
Address
4 GILDER STREETSUITE 2
LARCHMONT, NY 10538
United States
Phone: 914-834-8940