PROSPECT PARTNERS, L.L.C.
CRD #157526 SEC #801-73531 CHICAGO, IL 312-782-7400
SEC Registered Private Funds
Total AUM
$7.3M
Discretionary
$7.3M
Employees
9
Clients
--
Accounts
1
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 31, 2022
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| Hutson, Guo, Chen | I | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LUMP, WILLIAM, JERALD | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MAURER, ERIK | I | MEMBER AND CHIEF COMPLIANCE OFFICER | NA | |
| KENTER, LOUIS, WILLIAM | I | MANAGING MEMBER | D | Control |
| TUTTLE, RICHARD, CARL | I | MANAGING MEMBER | D | Control |
| GLASTRIS, WILLIAM, V. | I | ELECTED MANAGER | C | Control |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | ELECTED MANAGER | C | Control |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| GLASTRIS, WILLIAM, V. | I | MEMBER | C | |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| KENTER, LOUIS, WILLIAM | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
| TUTTLE, RICHARD, CARL | I | CHIEF COMPLIANCE OFFICER | C | Control |
| TUTTLE, RICHARD, CARL | I | ELECTED MANAGER | C | Control |
Registrations
Federal
IA
Mar 31, 2022 REGISTERED
Notice Filings (2)
CA IL
Address
227 WEST MONROE STREETSUITE 3550
CHICAGO, IL 60606
United States
Phone: 312-782-7400