WYNNEFIELD CAPITAL, INC.
CRD #157604 SEC #801-73498 NEW YORK, NY 212-760-0814
SEC Registered Private Funds
Total AUM
$228.1M
Discretionary
$228.1M
Employees
3
Clients
--
Accounts
4
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Aug 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LIU, ALEX | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| LIU, ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| LIU, W. ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| LIU, W. ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| LIU, W. ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| LIU, W. ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| LIU, W. ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| LIU, W. ALEX | I | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER | NA | Control |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WASSERMAN, FREDERICK, GERALD | I | CHIEF COMPLIANCE OFFICER | NA | |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| LANDES, JOSHUA, HAIM | I | EXECUTIVE VICE PRESIDENT / SECRETARY / TREASURER | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
| OBUS, NELSON, JAY | I | PRESIDENT | D | Control |
Registrations
Federal
IA
Aug 21, 2025 REGISTERED
Address
450 SEVENTH AVESUITE 509
NEW YORK, NY 10123
United States
Phone: 212-760-0814