RIA Intelligence

GIRAFFES, INC.

Legal name: FINANCIAL CONCEPTS

CRD #157616 SEC #801-72394 COLUMBUS, MS 662-327-1480
SEC Registered
Total AUM
$890M
Discretionary
$890M
Employees
14
Clients
--
Accounts
5,341

Firm Details

Organization Type
Corporation
State of Formation
Mississippi
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
May 2, 2025
Branch Offices
0

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA Control
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA Control
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA Control
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA Control
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA
FERGUSON, RHONDA, SCOTTISENIOR LEADERSHIP PARTNERNA
FERGUSON, SCOTT, TODDIVICE PRESIDENTNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENTNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENTNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERNA Control
Olmos, Felice, RosanneICCONA
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEO AND CHIEF COMPLIANCE OFFICERE Control
FERGUSON, SCOTT, TODDICEOE Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOD Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOD Control
FERGUSON, RHONDA, SCOTTIPRESIDENT AND CEOD Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERD Control
FERGUSON, SCOTT, TODDIVICE PRESIDENT AND CHIEF COMPLIANCE OFFICERD Control

Registrations

Federal

IA
May 2, 2025 REGISTERED

Notice Filings (18)

AL AR CA FL GA IL LA MO MS NC NE NH OH PA SC TN TX VA

Address

2980 NORTH FRONTAGE ROAD
COLUMBUS, MS 39701
United States
Phone: 662-327-1480