SP INVESTMENTS MANAGEMENT, LLC
CRD #157659 SEC #801-76627 SAN FRANCISCO, CA (800) 279-7754
SEC Registered Private Funds
Total AUM
$195.2M
Discretionary
$195.2M
Employees
8
Clients
--
Accounts
2
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- May 26, 2020
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BALDINI, DOMINIC, JULIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BALDINI, DOMINIC, JULIO | I | CHIEF COMPLIANCE OFFICER | NA | |
| BRANCAZIO, CHRISTOPHER, JOHN | I | CCO | NA | Control |
| BRANCAZIO, CHRISTOPHER, JOHN | I | CCO | NA | Control |
| BRANCAZIO, CHRISTOPHER, JOHN | I | CCO | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| CHRISTOFILIS, CHARLES, ANTHONY | I | CHIEF COMPLIANCE OFFICER | NA | |
| COHEN, ANDREA, ROSE | I | VICE PRESIDENT OF LEGAL AFFAIRS, SHARESPOST, INC. | NA | |
| DOWNEY, MAUREEN, SUZANNE | I | MANAGING DIRECTOR | NA | |
| DOWNEY, MAUREEN, SUZANNE | I | MANAGING DIRECTOR | NA | |
| DOWNEY, MAUREEN, SUZANNE | I | MANAGING DIRECTOR | NA | |
| DOWNEY, MAUREEN, SUZANNE | I | MANAGING DIRECTOR | NA | |
| DOWNEY, MAUREEN, SUZANNE | I | MANAGING DIRECTOR | NA | |
| FOSTER, CAROL, LEIGH | I | PRESIDENT | NA | Control |
| FOSTER, CAROL, LEIGH | I | PRESIDENT | NA | Control |
| FOSTER, CAROL, LEIGH | I | PRESIDENT | NA | Control |
| FOSTER, CAROL, LEIGH | I | PRESIDENT | NA | Control |
| FOSTER, CAROL, LEIGH | I | PRESIDENT | NA | Control |
| GANGWAL, PRASHANT, NMN | I | DIRECTOR OF FINANCE | NA | |
| GANGWAL, PRASHANT, NMN | I | DIRECTOR OF FINANCE | NA | |
| GANGWAL, PRASHANT, NMN | I | DIRECTOR OF FINANCE | NA | |
| GANGWAL, PRASHANT, NMN | I | DIRECTOR OF FINANCE | NA | |
| GANGWAL, PRASHANT, NMN | I | DIRECTOR OF FINANCE | NA | |
| GANGWAL, PRASHANT, NMN | I | DIRECTOR OF FINANCE | NA | |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GOLDBERG, DEBORAH, RACHEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| Gangwal, Prashant | I | DIRECTOR OF FINANCE | NA | |
| MILLER, JEFFREY, M | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, M | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, M | I | PRESIDENT | NA | Control |
| MILLER, JEFFREY, M | I | PRESIDENT | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | Control |
| MOSS, KEVIN, SCOTT | I | COO, CCO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO, CCO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | CHIEF OPERATIONS OFFICER | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | COO AND MANAGING DIRECTOR | NA | |
| MOSS, KEVIN, SCOTT | I | PRESIDENT, COO AND MANAGING DIRECTOR | NA | |
| MUMM, VERA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUMM, VERA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUMM, VERA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUMM, VERA | I | CHIEF FINANCIAL OFFICER | NA | Control |
| MUNAFO, CHRISTIAN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| MUNAFO, CHRISTIAN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| MUNAFO, CHRISTIAN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| MUNAFO, CHRISTIAN, THOMAS | I | CHIEF INVESTMENT OFFICER | NA | |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| STROUB, RYAN, JAMES | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SVEN, WEBER | I | PRESIDENT | NA | Control |
| SWEENEY, JOHN, PATRICK | I | CFO | NA | |
| SWEENEY, JOHN, PATRICK | I | CFO | NA | |
| SWEENEY, JOHN, PATRICK | I | CFO | NA | |
| SWEENEY, JOHN, PATRICK | I | CFO | NA | |
| SWEENEY, JOHN, PATRICK | I | CFO | NA | |
| WEBER, SVEN | I | PRESIDENT | NA | Control |
| WEBER, SVEN | I | PRESIDENT | NA | Control |
| WEBER, SVEN | I | PRESIDENT | NA | Control |
| WEBER, SVEN | I | PRESIDENT | NA | Control |
| WEBER, SVEN | I | PRESIDENT | NA | Control |
| WEBER, SVEN, NMN | I | PRESIDENT | NA | Control |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | Control |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | Control |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | Control |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | |
| WEBER, SVEN, NMN | I | MANAGING DIRECTOR | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| Wirth, Kyle, Dennis | I | CCO | NA | |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SHARESPOST, INC. | DE | SOLE MEMBER | E | Control |
| SP HOLDINGS GROUP, INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | D | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | D | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | D | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | D | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | D | Control |
| GSV CAPITAL CORP. | DE | SHARESPOST, INC. | D | |
| GSV CAPITAL CORP. | DE | SHARESPOST, INC. | D | |
| GSV CAPITAL CORP. | DE | SHARESPOST, INC. | D | |
| GSV CAPITAL CORP. | DE | SHARESPOST, INC. | D | |
| GSV CAPITAL CORP. | DE | SHARESPOST, INC. | D | |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BRIGHTHOUSE, INC. | DE | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | BRIGHTHOUSE, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | BRIGHTHOUSE, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | BRIGHTHOUSE, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | BRIGHTHOUSE, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SP HOLDINGS GROUP, INC. | C | Control |
| BROGGER, GREG, BORDER | I | SHARESPOST, INC. | C | Control |
| BROGGER, GREG, BORDER | I | BRIGHTHOUSE, INC. | C | Control |
Registrations
Federal
IA
May 26, 2020 REGISTERED
Notice Filings (1)
CA
Address
555 MONTGOMERY ST.SUITE 1400
SAN FRANCISCO, CA 94111
United States
Phone: (800) 279-7754