RAND WEALTH, LLC
Legal name: RAND & ASSOCIATES
CRD #157807 SEC #801-72391 BALTIMORE, MD 410-454-2171
SEC Registered
Total AUM
$1.3B
Discretionary
$1.2B
Employees
12
Clients
--
Accounts
1,266
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Oct 12, 2018
- Branch Offices
- 1
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | SECRETARY | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | SECRETARY | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | SECRETARY | NA | Control |
| GRIFFIN, DAVID, ROBERT | I | SECRETARY | NA | Control |
| MEISSNER, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISSNER, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISSNER, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISSNER, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISSNER, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| MEISSNER, JULIE, THERESE | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| NOLAN, JAMES, DANIEL | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| OMEALIA, HARRY | I | PRESIDENT AND CHIEF EXECUTIVE OFFICER | NA | Control |
| PASQUARELLA, MARGARET, MARY | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, LEON, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, LEON, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, LEON, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, LEON, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, LEON, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| ROOT, LEON, ARTHUR | I | CHIEF FINANCIAL OFFICER | NA | Control |
| SCANLON, MICHAEL, PATRICK | I | CHIEF COMPLIANCE OFFICER | NA | Control |
| 1919 INVESTMENT COUNSEL, LLC | DE | SOLE MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF FINANCIAL OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
| RAND, ANDREW, JEROME | I | MANAGING MEMBER, CHIEF COMPLIANCE OFFICER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| STIFEL FINANCIAL CORP. | DE | 1919 INVESTMENT COUNSEL, LLC | E | Control |
Registrations
Federal
IA
Oct 12, 2018 REGISTERED
Notice Filings (17)
AZ CA CO FL HI IL LA MA NC NV NY OR TN TX UT VA WA
Address
ONE SOUTH STREETSUITE 2500
BALTIMORE, MD 21202
United States
Phone: 410-454-2171