RIA Intelligence

MEDLEY CREDIT STRATEGIES, LLC

CRD #157828 SEC #801-72365 NEW YORK, NY 212-759-0777
SEC Registered Private Funds
Total AUM
$46.4M
Discretionary
$46.4M
Employees
1
Clients
0
Accounts
5

Firm Details

Organization Type
Limited Liability Company
State of Formation
Delaware
Fiscal Year End
DECEMBER
Registration Date
--
Latest Filing
Apr 2, 2012
Branch Offices
--

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

NameTypeTitle / StatusOwnershipControl
ALLORTO, RICHARD, THOMASICHIEF COMPLIANCE OFFICERNA Control
ALLORTO, RICHARD, THOMASICHIEF COMPLIANCE OFFICERNA Control
ALLORTO, RICHARD, THOMASICHIEF COMPLIANCE OFFICERNA Control
MEDLEY CAPITAL HOLDINGS LLCDEMEMBERNA Control
MEDLEY LLCDEMEMBERNA Control
MEDLEY LLCDEMEMBERNA Control
SCHMUCKLER, JOSEPH, REDMONDIMANAGERNA Control
SCHMUCKLER, JOSEPH, REDMONDIMANAGERNA Control
SCHMUCKLER, JOSEPH, REDMONDIMANAGERNA Control
TAUBE, BROOK, BULGERIMANAGERNA Control
TAUBE, BROOK, BULGERIMANAGERNA Control
TAUBE, BROOK, BULGERIMANAGERNA Control
COMIZIO, ROBERT, JOSEPHIMANAGER/MEMBERE Control
COMIZIO, ROBERT, JOSEPHIMANAGER/MEMBERE Control
COMIZIO, ROBERT, JOSEPHIMANAGER/MEMBERE Control

Indirect Owners (Schedule B)

NameTypeEntityOwnershipControl
FENTRESS, ANDREW, DODDIWINDSOR ADVISORS LLCE Control
FENTRESS, ANDREW, DODDIWINDSOR ADVISORS LLCE Control
FENTRESS, ANDREW, DODDIWINDSOR ADVISORS LLCE Control
SCHWARTZ, BERNARD, LEONISMH PARTNERS LLCE Control
SCHWARTZ, BERNARD, LEONISMH PARTNERS LLCE Control
SCHWARTZ, BERNARD, LEONISMH PARTNERS LLCE Control
T3 GROUP LLCDEMEDLEY CAPITAL HOLDINGS LLCD Control
T3 GROUP LLCDEMEDLEY LLCD Control
T3 GROUP LLCDEMEDLEY LLCD Control
TAUBE, BROOK, BULGERIT3 GROUP LLCD Control
TAUBE, BROOK, BULGERIT3 GROUP LLCD Control
TAUBE, BROOK, BULGERIT3 GROUP LLCD Control
TAUBE, SETH, BULGERIT3 GROUP LLCD Control
TAUBE, SETH, BULGERIT3 GROUP LLCD Control
TAUBE, SETH, BULGERIT3 GROUP LLCD Control
SMH PARTNERS LLCDEMEDLEY CAPITAL HOLDINGS LLCC Control
SMH PARTNERS LLCDEMEDLEY LLCC Control
SMH PARTNERS LLCDEMEDLEY LLCC Control
WINDSOR ADVISORS LLCDEMEDLEY CAPITAL HOLDINGS LLCC Control
WINDSOR ADVISORS LLCDEMEDLEY LLCC Control
WINDSOR ADVISORS LLCDEMEDLEY LLCC Control

Registrations

Federal

IA
Apr 2, 2012 REGISTERED

Notice Filings (1)

NY

Address

375 PARK AVE
33RD FLOOR
NEW YORK, NY 10152
United States
Phone: 212-759-0777