CARION CAPITAL LLC
CRD #157831 SEC #801-72384 SANTA MONICA, CA 310-455-5586
SEC Registered
Total AUM
$25M
Discretionary
$20M
Employees
1
Clients
0
Accounts
12
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- California
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Apr 21, 2012
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| CARION ESTATES, INC. | DE | PARENT COMPANY | D | Control |
| CARION ESTATES, INC. | DE | MEMBER | D | Control |
| CARION ESTATES, INC. | DE | MEMBER | D | Control |
| SZANI, JANOS | I | CHIEF EXECUTIVE OFFICER | C | Control |
| SZANI, JANOS, NMN | I | MANAGING MEMBER | C | Control |
| SZANI, JANOS, NMN | I | MANAGING MEMBER | C | Control |
| RUPP, GEORGE, GYORGY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| RUPP, GEORGE, GYORGY | I | CHIEF COMPLIANCE OFFICER | B | Control |
| RUPP, GEORGE, GYORGY | I | CHIEF COMPLIANCE OFFICER | B | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CARION ESTATES, INC. | FE | CARION CAPITAL LLC | D | Control |
| CARION ESTATES, INC. | FE | CARION CAPITAL LLC | D | Control |
Registrations
Federal
IA
Apr 21, 2012 REGISTERED
Notice Filings (2)
CA NY
Address
406 WILSHIRE BLVD2ND FLOOR
SANTA MONICA, CA 90401
United States
Phone: 310-455-5586