KATONAH DEBT ADVISORS, L.L.C.
CRD #157868 SEC #801-73608 NEW YORK, NY 212-455-8300
SEC Registered Private Funds Disclosures
Total AUM
$311.3M
Discretionary
$311.3M
Employees
12
Clients
--
Accounts
2
This firm has regulatory disclosures on file.
View disclosures
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2018
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ALESSI, ROBERT, FRANCIS | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| ALESSI, ROBERT, FRANCIS | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| ALESSI, ROBERT, FRANCIS | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| ALESSI, ROBERT, FRANCIS | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| CORLESS, ROBERT, JONATHAN | I | CIO OF KATONAH DEBT ADVISORS, LLC AND KCAP MANAGEMENT, LLC (RELYING ADVISER) | NA | Control |
| CORLESS, ROBERT, JONATHAN | I | CIO OF KATONAH DEBT ADVISORS, LLC AND KCAP MANAGEMENT, LLC (RELYING ADVISER) | NA | Control |
| GILLIGAN, DANIEL, P | I | VP & DIRECTOR OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | VP AND CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | VP & DIRECTOR OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | VP AND CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | VP & DIRECTOR OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, P | I | CCO, VP AND DIRECTOR OF REGISTRANT AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, PATRICK | I | CCO, VP AND DIRECTOR OF REGISTRANT AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, PATRICK | I | CCO, VP AND DIRECTOR OF REGISTRANT AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, PATRICK | I | CCO, VP AND DIRECTOR OF REGISTRANT AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILLIGAN, DANIEL, PATRICK | I | CCO, VP AND DIRECTOR OF REGISTRANT AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| GILPIN, EDWARD, UDALL | I | CFO OF KATONAH DEBT ADVISORS, L.L.C. AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| KRATZMAN, EMIL, ARTHUR | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| KRATZMAN, EMIL, ARTHUR | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| MAZZITELLI, DOMINICK, JOSEPH | I | PRESIDENT OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| O'KEEFE, JAMES, JOSEPH | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | |
| O'KEEFE, JAMES, JOSEPH | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | |
| O'KEEFE, JAMES, JOSEPH | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | |
| O'KEEFE, JAMES, JOSEPH | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | |
| O'KEEFE, JAMES, JOSEPH | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | |
| O'KEEFE, JAMES, JOSEPH | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| PEARSON, DAYL, WARD | I | VP OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISERS) | NA | Control |
| SIMEONE, JILL | I | GENERAL COUNSEL & CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC | NA | |
| SIMEONE, JILL | I | GENERAL COUNSEL & CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC | NA | |
| SIMEONE, JILL | I | GENERAL COUNSEL & CCO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC | NA | |
| WIRTH, MICHAEL, I. | I | CFO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT, LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISORS) | NA | Control |
| WIRTH, MICHAEL, I. | I | CFO OF KATONAH DEBT ADVISORS, LLC AND OF KATONAH X MANAGEMENT, LLC AND KATONAH 2007-1 MANAGEMENT LLC (RELYING ADVISORS) | NA | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KATONAH MANAGEMENT HOLDINGS, LLC | DE | DIRECT OWNER OF KATONAH X MANAGEMENT LLC AND KATONAH 2007-1 MANAGEMENT LLC, (RELYING ADVISERS) | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER AND SOLE MEMBER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER AND SOLE MEMBER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER AND SOLE MEMBER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | DIRECT OWNER AND SOLE MEMBER OF KATONAH DEBT ADVISORS, LLC AND KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KOHLBERG CAPITAL CORPORATION | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC | E | Control |
| KOHLBERG CAPITAL CORPORATION | DE | DIRECT OWNER OF KATONAH DEBT ADVISORS, LLC | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KCAP FINANCIAL, INC. | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KOHLBERG CAPITAL CORPORATION | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
| KOHLBERG CAPITAL CORPORATION | DE | KATONAH MANAGEMENT HOLDINGS, LLC | E | Control |
Registrations
Federal
IA
Mar 29, 2018 REGISTERED
Notice Filings (1)
NY
Address
295 MADISON AVENUE6TH FLOOR
NEW YORK, NY 10017
United States
Phone: 212-455-8300