TALL TREE INVESTMENT MANAGEMENT, LLC
CRD #157892 SEC #801-72463 CHICAGO, IL 312-224-7800
SEC Registered
Total AUM
$1B
Discretionary
$1B
Employees
10
Clients
--
Accounts
3
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Jun 14, 2011
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| LENGA, WILLIAM, D | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LENGA, WILLIAM, DEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LENGA, WILLIAM, DEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LENGA, WILLIAM, DEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| LENGA, WILLIAM, DEAN | I | CHIEF EXECUTIVE OFFICER | NA | Control |
| SHERROD, FRANK, J | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERROD, FRANK, J | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERROD, FRANK, JOHN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERROD, FRANK, JOHN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| SHERROD, FRANK, JOHN | I | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | NA | Control |
| TALL TREE FINANCIAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| TALL TREE FINANCIAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| TALL TREE FINANCIAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| TALL TREE FINANCIAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| TALL TREE FINANCIAL PARTNERS, LLC | DE | MANAGING MEMBER | E | Control |
| TBVK-WRIGLEY INVESTORS, LLC | DE | MEMBER | A | |
| TBVK-WRIGLEY INVESTORS, LLC | DE | MEMBER | A | |
| TBVK-WRIGLEY INVESTORS, LLC | DE | MEMBER | A | |
| TBVK-WRIGLEY INVESTORS, LLC | DE | MEMBER | A | |
| TBVK-WRIGLEY INVESTORS, LLC | DE | MEMBER | A |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| ZAIS INVESTMENT 2006, LLC | DE | TBVK-WRIGLEY INVESTORS, LLC | E | |
| ZAIS INVESTMENT 2006, LLC | DE | TBVK-WRIGLEY INVESTORS, LLC | E | |
| ZAIS INVESTMENT 2006, LLC | DE | TBVK-WRIGLEY INVESTORS, LLC | E | |
| ZAIS INVESTMENT 2006, LLC | DE | TBVK-WRIGLEY INVESTORS, LLC | E | |
| ZAIS INVESTMENT 2006, LLC | DE | TBVK-WRIGLEY INVESTORS, LLC | E | |
| LENGA, WILLIAM, D | I | TALL TREE FINANCIAL PARTNERS, LLC | D | Control |
| LENGA, WILLIAM, DEAN | I | TALL TREE FINANCIAL PARTNERS, LLC | D | Control |
| LENGA, WILLIAM, DEAN | I | TALL TREE FINANCIAL PARTNERS, LLC | D | Control |
| LENGA, WILLIAM, DEAN | I | TALL TREE FINANCIAL PARTNERS, LLC | D | Control |
| LENGA, WILLIAM, DEAN | I | TALL TREE FINANCIAL PARTNERS, LLC | D | Control |
Registrations
Federal
IA
Jun 14, 2011 REGISTERED
Notice Filings (1)
IL
Address
333 WEST WACKER DRIVESUITE 1950
CHICAGO, IL 60606
United States
Phone: 312-224-7800