DRAGON FINANCIAL AND INVESTMENT GROUP, INC.
Legal name: DRAGON FINANCIAL GROUP
CRD #157936 SEC #801-79669 SAN MATEO, CA 650-571-8888
SEC Registered
Total AUM
$115M
Discretionary
$102M
Employees
5
Clients
0
Accounts
710
AUM Over Time
| Date | Total AUM | Discretionary | Non-Disc. | Employees | Clients |
|---|---|---|---|---|---|
| Sep 2015 | $134M | $134M | $0 | 17 | 700 |
| Aug 2015 | $134M | $134M | $0 | 17 | 700 |
| Jul 2015 | $134M | $134M | $0 | 17 | 700 |
| Mar 2015 | $134M | $134M | $0 | 17 | 700 |
| Mar 2015 | $134M | $134M | $0 | 17 | 700 |
| Feb 2015 | $134M | $134M | $0 | 17 | 700 |
| Oct 2014 | $115M | $102M | $13M | 5 | 300 |
| May 2014 | $115M | $102M | $13M | 5 | 300 |
| May 2014 | $115M | $102M | $13M | 6 | 300 |
| Apr 2014 | $115M | $102M | $13M | 6 | 300 |
DateSep 2015
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees17
Clients700
DateAug 2015
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees17
Clients700
DateJul 2015
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees17
Clients700
DateMar 2015
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees17
Clients700
DateMar 2015
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees17
Clients700
DateFeb 2015
Total AUM$134M
Discretionary$134M
Non-Disc.$0
Employees17
Clients700
DateOct 2014
Total AUM$115M
Discretionary$102M
Non-Disc.$13M
Employees5
Clients300
DateMay 2014
Total AUM$115M
Discretionary$102M
Non-Disc.$13M
Employees5
Clients300
DateMay 2014
Total AUM$115M
Discretionary$102M
Non-Disc.$13M
Employees6
Clients300
DateApr 2014
Total AUM$115M
Discretionary$102M
Non-Disc.$13M
Employees6
Clients300