WELLS FINANCIAL MANAGEMENT, LLC
CRD #158030 SEC #801-125800 ASHEVILLE, NC 828-252-4144
SEC Registered
Total AUM
$126.3M
Discretionary
$126.3M
Employees
2
Clients
10
Accounts
312
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- North Carolina
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Feb 21, 2025
- Branch Offices
- 0
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/ CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, DAVID, NELSON | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
| WELLS, KATE, DREHER | I | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | E | Control |
Registrations
Federal
IA
Feb 21, 2025 REGISTERED
Notice Filings (3)
LA NC TX
Address
56 CENTRAL AVENUESUITE 105
ASHEVILLE, NC 28801
United States
Phone: 828-252-4144