CITIGROUP FIRST INVESTMENT MANAGEMENT AMERICAS LLC
CRD #158051 SEC #801-72542 NEW YORK, NY 212-723-4529
SEC Registered
Total AUM
--
Discretionary
--
Employees
6
Clients
0
Accounts
--
Firm Details
- Organization Type
- Limited Liability Company
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Mar 29, 2016
- Branch Offices
- --
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| ARNOLD, EDWARD, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, EDWARD, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, EDWARD, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| ARNOLD, EDWARD, RAYMOND | I | CHIEF COMPLIANCE OFFICER | NA | |
| BAUDE, CHRISTIAN, LAURENT | I | PORTFOLIO MANAGER | NA | |
| BAUDE, CHRISTIAN, LAURENT | I | PORTFOLIO MANAGER | NA | |
| BAUDE, CHRISTIAN, LAURENT | I | PORTFOLIO MANAGER | NA | |
| BAUDE, CHRISTIAN, LAURENT | I | PORTFOLIO MANAGER | NA | |
| BAUDE, CHRISTIAN, LAURENT | I | PORTFOLIO MANAGER | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND LEGAL OFFICER | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND GENERAL COUNSEL | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND CHIEF LEGAL OFFICER | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND GENERAL COUNSEL | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND GENERAL COUNSEL | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND GENERAL COUNSEL | NA | |
| BENDERNAGEL, DONALD | I | SECRETARY AND GENERAL COUNSEL | NA | |
| CLANCY, STEPHEN, DAVID | I | PORTFOLIO MANAGER | NA | |
| CLANCY, STEPHEN, DAVID | I | PORTFOLIO MANAGER | NA | |
| CLANCY, STEPHEN, DAVID | I | PORTFOLIO MANAGER | NA | |
| HAIDER, NIAZ | I | VICE PRESIDENT AND PORTFOLIO MANAGER | NA | Control |
| HAIDER, NIAZ | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| HAIDER, NIAZ | I | PORTFOLIO MANAGER AND DIRECTOR | NA | Control |
| HAIDER, NIAZ | I | PORTFOLIO MANAGER AND DIRECTOR | NA | Control |
| HAIDER, NIAZ | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| HAIDER, NIAZ | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| HAIDER, NIAZ | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND DIRECTOR | NA | Control |
| HILL-SAMUEL, FIONA, J | I | VICE PRESIDENT | NA | Control |
| HILL-SAMUEL, FIONA, J | I | VICE PRESIDENT | NA | Control |
| HILL-SAMUEL, FIONA, J | I | VICE PRESIDENT | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT AND DIRECTOR | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT AND DIRECTOR | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT AND DIRECTOR | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT AND DIRECTOR | NA | Control |
| HOGAN, PATRICIA, LYNN | I | PRESIDENT AND DIRECTOR | NA | Control |
| KOPLOWITZ, MICHAEL, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| KOPLOWITZ, MICHAEL, ALLAN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| KOPLOWITZ, MICHAEL, ALLAN | I | CHIEF COMPLIANCE OFFICER AND SENIOR VICE PRESIDENT | NA | |
| KOPLOWITZ, MICHAEL, ALLAN | I | CHIEF COMPLIANCE OFFICER | NA | |
| LOYNAZ, OSCAR, ENRIQUE | I | CEO AND CHIEF INVESTMENT OFFICER | NA | Control |
| LOYNAZ, OSCAR, ENRIQUE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| LOYNAZ, OSCAR, ENRIQUE | I | CHAIRMAN, CHIEF INVESTMENT OFFICER AND MANAGING DIRECTOR | NA | Control |
| NOZARI, ARDAVAN | I | DIRECTOR, CFO | NA | |
| NOZARI, ARDAVAN | I | DIRECTOR, CFO | NA | |
| PATEL, ANILA | I | DIRECTOR | NA | |
| PATEL, ANILA | I | DIRECTOR | NA | |
| SHIN, EUN | I | VICE PRESIDENT | NA | Control |
| SPADAFORA, VICTOR, C | I | TREASURER | NA | |
| SPADAFORA, VICTOR, C | I | TREASURER | NA | |
| SPADAFORA, VICTOR, C | I | TREASURER | NA | |
| SPADAFORA, VICTOR, C | I | TREASURER | NA | |
| SPADAFORA, VICTOR, C | I | TREASURER | NA | |
| STINE, RACHEL, EVA | I | DIRECTOR, CORPORATE SECRETARY | NA | |
| STINE, RACHEL, EVA | I | DIRECTOR, CORPORATE SECRETARY | NA | |
| WASSERMAN, BERNARD | I | DIRECTOR | NA | |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
| CITIGROUP FINANCIAL PRODUCTS INC. | DE | SOLE MEMBER | E | Control |
Indirect Owners (Schedule B)
| Name | Type | Entity | Ownership | Control |
|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP GLOBAL MARKETS HOLDINGS INC. | DE | CITIGROUP FINANCIAL PRODUCTS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
| CITIGROUP INC. | DE | CITIGROUP GLOBAL MARKETS HOLDINGS INC. | E | Control |
Registrations
Federal
IA
Mar 29, 2016 REGISTERED
Address
388 GREENWICH STREETNEW YORK, NY 10013
United States
Phone: 212-723-4529