NANTAHALA CAPITAL MANAGEMENT, LLC

CRD #158081 SEC #801-72481 NEW CANAAN, CT 203-909-6430

SEC Registered Private Funds

Total AUM

$2.3B

Discretionary

$2.3B

Employees

Clients

Accounts

Firm Details

Organization Type: Limited Liability Company
State of Formation: Massachusetts
Fiscal Year End: DECEMBER
Registration Date: --
Latest Filing: Aug 28, 2025
Branch Offices: 0
LEI: 549300G0AL5VAD4D2J54

Advisory Services

No services reported

Compensation Methods

No compensation methods reported

Ownership

Direct Owners & Executive Officers (Schedule A)

Name	Type	Title / Status	Ownership	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
KING, THOMAS, E	I	CHIEF FINANCIAL OFFICER	NA	Control
REHM, PAUL	I	CHIEF COMPLIANCE OFFICER	NA
REHM, PAUL	I	CHIEF COMPLIANCE OFFICER	NA
REHM, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER / CHIEF COMPLIANCE OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER	NA	Control
REHM, PAUL	I	CHIEF OPERATING OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
VASILAKIS, DEMETRIOS (TAKI)	I	CHIEF COMPLIANCE OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
ZHONG, QIANQIAN	I	CHIEF FINANCIAL OFFICER	NA	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
HARKEY, WILMOT, B.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
MACK, DANIEL, J.	I	MANAGING MEMBER	C	Control
BLOOM, STEVEN, HARRIS	I	MEMBER	B
BLOOM, STEVEN, HARRIS	I	MEMBER	B
BLOOM, STEVEN, HARRIS	I	MEMBER	B
BLOOM, STEVEN, HARRIS	I	MEMBER	B
BLOOM, STEVEN, HARRIS	I	MEMBER	B
BLOOM, STEVEN, HARRIS	I	MEMBER	B
Buba, Jonathan, Zanetos	I	MEMBER	B
Buba, Jonathan, Zanetos	I	MEMBER	B
Buba, Jonathan, Zanetos	I	MEMBER	B
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
Buba, Jonathan, Zanetos	I	MEMBER	B	Control
BLOOM FAMILY LLC	DE	MEMBER	A
BLOOM, STEVEN, HARRIS	I	MEMBER	A
BLOOM, STEVEN, HARRIS	I	MEMBER	A
BLOOM, STEVEN, HARRIS	I	MEMBER	A
BLOOM, STEVEN, HARRIS	I	MEMBER	A

Indirect Owners (Schedule B)

Name	Type	Entity	Ownership	Control
Bloom, Susan, Rosen	I	BLOOM FAMILY LLC	F	Control
BLOOM, STEVEN, HARRIS	I	BLOOM FAMILY LLC	D	Control

Registrations

Federal

Aug 28, 2025 REGISTERED

Notice Filings (1)

Address

130 MAIN ST.
2ND FLOOR
NEW CANAAN, CT 06840
United States

Phone: 203-909-6430