CASTLE HARLAN, INC.
CRD #158106 SEC #801-74023 NEW YORK, NY 212-644-8600
SEC Registered Private Funds
Total AUM
$471.1M
Discretionary
$471.1M
Employees
21
Clients
--
Accounts
19
Firm Details
- Organization Type
- Corporation
- State of Formation
- Delaware
- Fiscal Year End
- DECEMBER
- Registration Date
- --
- Latest Filing
- Nov 19, 2025
- Branch Offices
- 2
Advisory Services
No services reported
Compensation Methods
No compensation methods reported
Ownership
Direct Owners & Executive Officers (Schedule A)
| Name | Type | Title / Status | Ownership | Control |
|---|---|---|---|---|
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| BIALIK, GARY, DAVID | I | CHIEF FINANCIAL OFFICER | NA | |
| CASTLE, DAVID, ALEXANDER | I | DIRECTOR | NA | |
| CASTLE, DAVID, ALEXANDER | I | DIRECTOR | NA | |
| CASTLE, DAVID, ALEXANDER | I | MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | DIRECTOR | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| CASTLE, DAVID, ALEXANDER | I | SR. VICE PRESIDENT, TREASURER, CHIEF ADMINISTRATIVE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| OLIVEIRA, JACQUELINE | I | CCO | NA | |
| OLIVEIRA, JACQUELINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLIVEIRA, JACQUELINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLIVEIRA, JACQUELINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLIVEIRA, JACQUELINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| OLIVEIRA, JACQUELINE | I | CHIEF COMPLIANCE OFFICER | NA | |
| PITTAWAY, DAVID, B | I | DIRECTOR | NA | |
| PITTAWAY, DAVID, B | I | DIRECTOR | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR/CHIEF COMPLIANCE OFFICER | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, MEMBER OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| PITTAWAY, DAVID, B | I | SR. MANAGING DIRECTOR, CHIEF COMPLIANCE OFFICER, SR. VICE PRESIDENT, SECRETARY, VICE CHAIRMAN OF THE BOARD OF DIRECTORS | NA | |
| RAIBLEY, LEWIS, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| RAIBLEY, LEWIS, ALLEN | I | CHIEF COMPLIANCE OFFICER | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| REDDINGTON, JAMES, ALOYSIOUS | I | CHIEF FINANCIAL OFFICER, SR. VICE PRESIDENT | NA | |
| WEISS, HOWARD | I | CHIEF COMPLIANCE OFFICER | NA | |
| WEISS, HOWARD | I | CCO, CFO | NA | |
| WEISS, HOWARD | I | CFO | NA | |
| WEISS, HOWARD | I | CCO, CFO | NA | |
| WEISS, HOWARD | I | CCO, CFO | NA | |
| WEISS, HOWARD | I | CFO | NA | |
| WEISS, HOWARD | I | CCO, CFO | NA | |
| Zabel, William, D. | I | DIRECTOR | NA | |
| Zabel, William, D. | I | DIRECTOR | NA | |
| Zabel, William, D. | I | DIRECTOR | NA | |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO, CHAIRMAN OF THE BOARD OF DIRECTORS, SHAREHOLDER | E | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO, DIRECTOR | D | Control |
| CASTLE, JOHN, KROB | I | CEO, DIRECTOR | D | Control |
| CASTLE, JOHN, KROB | I | CEO | D | Control |
| CASTLE, JOHN, KROB | I | CEO, DIRECTOR, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, DIRECTOR, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, DIRECTOR, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, MEMBER OF THE BOARD OF DIRECTORS, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, MEMBER OF THE BOARD OF DIRECTORS, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, MEMBER OF THE BOARD OF DIRECTORS, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, DIRECTOR, SHAREHOLDER | D | Control |
| CASTLE, JOHN, KROB | I | CEO, MEMBER OF THE BOARD OF DIRECTORS, SHAREHOLDER | D | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN, DIRECTOR | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN, DIRECTOR | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN, DIRECTOR, SHAREHOLDER | C | Control |
| HARLAN, LEONARD, MORTON | I | EXECUTIVE COMMITTEE CHAIRMAN, SHAREHOLDER | C | Control |
| HARLAN, LEONARD, MORTON | I | SHAREHOLDER | C | Control |
| HARLAN, LEONARD, MORTON | I | SHAREHOLDER | C | Control |
| HARLAN, LEONARD, MORTON | I | SHAREHOLDER | C | Control |
Registrations
Federal
IA
Nov 19, 2025 REGISTERED
Notice Filings (4)
CA DE FL NY
Address
150 EAST 58TH STREET38TH FL
NEW YORK, NY 10155-0017
United States
Phone: 212-644-8600